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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
526
Williams Companies
WMB
$90.5B
$227K 0.04%
6,165
+1,829
+42% +$91.1K
STX icon
527
Seagate
STX
$193B
$226K 0.04%
5,038
-162
-3% -$7.84K
TQQQ icon
528
ProShares UltraPro QQQ
TQQQ
$31.1B
$225K 0.04%
123,792
-37,776
-23% -$83.3K
VEU icon
529
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$225K 0.04%
5,287
+64
+1% +$2.95K
POT
530
DELISTED
Potash Corp Of Saskatchewan
POT
$225K 0.04%
+10,969
New +$288K
APA icon
531
APA Corp
APA
$12.8B
$224K 0.04%
5,724
+99
+2% +$4.5K
NVO
532
Novo Nordisk
NVO
$216B
$223K 0.04%
+8,212
New +$233K
XOM icon
533
PUT
ExxonMobil
XOM
$651B
$223K 0.04%
+3,000
New +$231K
RAD
534
DELISTED
Rite Aid Corporation
RAD
$223K 0.04%
1,837
-2,885
-61% -$481K
AXP icon
535
CALL
American Express
AXP
$223B
$222K 0.04%
+3,000
New +$231K
TYL icon
536
Tyler Technologies
TYL
$12.2B
$220K 0.03%
+1,475
New +$207K
UTF icon
537
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$219K 0.03%
11,474
-7,604
-40% -$154K
AIVI icon
538
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$218K 0.03%
5,721
-554
-9% -$22.9K
ETY icon
539
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$217K 0.03%
21,145
+10,256
+94% +$115K
HSY icon
540
Hershey
HSY
$35.4B
$217K 0.03%
2,361
+92
+4% +$8.38K
OKE icon
541
Oneok
OKE
$58.7B
$216K 0.03%
6,716
-109
-2% -$3.98K
VNR
542
DELISTED
Vanguard Natural Resources, LLC
VNR
$215K 0.03%
28,290
-373
-1% -$3.71K
TDIV icon
543
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$214K 0.03%
8,845
-499
-5% -$12.6K
FGP
544
DELISTED
Ferrellgas Partners, L.P.
FGP
$214K 0.03%
10,850
-7,028
-39% -$150K
WWAV
545
DELISTED
The WhiteWave Foods Company
WWAV
$214K 0.03%
5,324
-171
-3% -$8.16K
DTD icon
546
WisdomTree US Total Dividend Fund
DTD
$1.65B
$213K 0.03%
6,272
-612
-9% -$21.8K
TOTL icon
547
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$213K 0.03%
+4,293
New +$212K
XRX icon
548
Xerox
XRX
$337M
$213K 0.03%
8,313
-26
-0.3% -$721
ACG
549
DELISTED
AllianceBernstein Income Fund Inc
ACG
$213K 0.03%
+27,119
New +$210K
QQEW icon
550
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$212K 0.03%
5,266
+1
+0% +$43
20 21
22
23 24

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BPS
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WWA
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.