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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
501
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$986K 0.03%
40,485
-200
-0.5% -$4.69K
BSCU icon
502
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$984K 0.03%
58,070
+2,013
+4% +$33.7K
FDIS icon
503
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$984K 0.03%
11,126
-352
-3% -$29.2K
DVN icon
504
Devon Energy
DVN
$51.9B
$979K 0.03%
25,037
+210
+0.8% +$9.25K
BNOV icon
505
Innovator US Equity Buffer ETF November
BNOV
$208M
$978K 0.03%
25,641
-1,467
-5% -$55.3K
PTC icon
506
PTC
PTC
$13.7B
$977K 0.03%
5,408
-70
-1% -$12.3K
AOR icon
507
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$977K 0.03%
16,484
-491
-3% -$28.2K
MDLZ icon
508
Mondelez International
MDLZ
$77.7B
$971K 0.03%
13,180
-120
-0.9% -$8.44K
VTWV icon
509
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$970K 0.03%
6,592
+62
+0.9% +$8.88K
OUSM icon
510
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$969K 0.03%
21,491
+90
+0.4% +$3.87K
FAST icon
511
Fastenal
FAST
$54B
$966K 0.03%
27,060
-886
-3% -$30K
FISV
512
Fiserv Inc
FISV
$27.2B
$965K 0.03%
5,372
+767
+17% +$127K
IAT icon
513
iShares US Regional Banks ETF
IAT
$685M
$965K 0.03%
+20,293
New +$934K
ZIM icon
514
ZIM Integrated Shipping Services
ZIM
$3B
$964K 0.03%
37,568
+2,317
+7% +$45K
IBHE
515
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$962K 0.03%
41,288
+135
+0.3% +$3.13K
SCHP icon
516
Schwab US TIPS ETF
SCHP
$16.3B
$962K 0.03%
35,860
-102
-0.3% -$2.69K
VKTX icon
517
Viking Therapeutics
VKTX
$4.04B
$957K 0.03%
+15,119
New +$887K
IDXX icon
518
Idexx Laboratories
IDXX
$42.9B
$956K 0.03%
1,892
+212
+13% +$103K
PRU icon
519
Prudential Financial
PRU
$41.7B
$955K 0.03%
7,884
+14
+0.2% +$1.66K
SILA
520
DELISTED
Sila Realty Trust
SILA
$953K 0.03%
37,668
-1,536
-4% -$36.1K
SWK icon
521
Stanley Black & Decker
SWK
$14.2B
$943K 0.03%
8,563
-364
-4% -$34.9K
DBC icon
522
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$938K 0.03%
42,128
+3,900
+10% +$87.1K
UTG icon
523
Reaves Utility Income Fund
UTG
$3.69B
$936K 0.03%
28,527
+1,435
+5% +$42.2K
AOM icon
524
iShares Core Moderate Allocation ETF
AOM
$1.76B
$935K 0.03%
20,717
+686
+3% +$30.1K
HIMS icon
525
Hims & Hers Health
HIMS
$6.5B
$931K 0.03%
50,528
-4,087
-7% -$73.2K
19 20
21
22 23

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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.