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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
(-4.2%)
Cap. Flow
+$7.73M
Cap. Flow
% of AUM
0.29%
Top 10 Holdings %
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
|
+$11M |
| 2 |
AbbVie
ABBV
|
+$5.08M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.55M |
| 4 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$3.89M |
| 5 |
Abbott
ABT
|
+$3.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$5.16M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$3.76M |
| 3 |
AutoZone
AZO
|
+$3.74M |
| 4 |
Tesla
TSLA
|
+$3.66M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.22% |
| 2 | Healthcare | 4.66% |
| 3 | Consumer Discretionary | 4.34% |
| 4 | Financials | 4.17% |
| 5 | Industrials | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
iShares Investment Grade Systematic Bond ETF
IGEB
$1.46B
| $874K | 0.03% |
20,611
-1,152
| -5% | -$50K |
|
502
Humana
HUM
$46.7B
| $871K | 0.03% |
1,791
+138
| +8% | +$64.9K |
|
503
PNC Financial Services
PNC
$100B
| $871K | 0.03% |
7,094
-87
| -1% | -$10.9K |
|
504
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
| $871K | 0.03% |
+32,068
| New | +$899K |
|
505
Trane Technologies
TT
$106B
| $870K | 0.03% |
4,289
+231
| +6% | +$46.3K |
|
506
Chubb
CB
$140B
| $870K | 0.03% |
4,179
-336
| -7% | -$67.9K |
|
507
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
| $869K | 0.03% |
+17,124
| New | +$867K |
|
508
J.M. Smucker
SJM
$12.6B
| $869K | 0.03% |
7,069
-57
| -0.8% | -$8.1K |
|
509
T-Mobile US
TMUS
$193B
| $869K | 0.03% |
6,203
+572
| +10% | +$79.2K |
|
510
DT Midstream
DTM
$14.9B
| $865K | 0.03% |
16,343
+4,448
| +37% | +$232K |
|
511
Progressive
PGR
$124B
| $860K | 0.03% |
6,172
+1,516
| +33% | +$199K |
|
512
Jackson Financial
JXN
$8.32B
| $855K | 0.03% |
22,378
+810
| +4% | +$28.3K |
|
513
Omega Healthcare
OHI
$15.4B
| $852K | 0.03% |
25,705
-7,896
| -23% | -$252K |
|
514
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $841K | 0.03% |
12,546
+1,735
| +16% | +$124K |
|
515
Vanguard Large-Cap ETF
VV
$51.9B
| $840K | 0.03% |
4,292
-509
| -11% | -$104K |
|
516
Aflac
AFL
$63.9B
| $839K | 0.03% |
10,926
-2,094
| -16% | -$155K |
|
517
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
| $834K | 0.03% |
13,573
-444
| -3% | -$27.7K |
|
518
Marvell Technology
MRVL
$174B
| $830K | 0.03% |
15,329
-1,187
| -7% | -$70.1K |
|
519
Accenture
ACN
$89.9B
| $830K | 0.03% |
2,701
+1,156
| +75% | +$364K |
|
520
Invesco Senior Loan ETF
BKLN
$7.1B
| $825K | 0.03% |
+39,327
| New | +$828K |
|
521
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
| $825K | 0.03% |
16,399
-29,128
| -64% | -$1.47M |
|
522
Linde
LIN
$237B
| $825K | 0.03% |
2,215
+464
| +26% | +$177K |
|
523
Prologis
PLD
$138B
| $824K | 0.03% |
7,340
+210
| +3% | +$25.7K |
|
524
Innovator US Equity Buffer ETF November
BNOV
$208M
| $823K | 0.03% |
25,161
-35,835
| -59% | -$1.22M |
|
525
Global X US Infrastructure Development ETF
PAVE
$14.3B
| $822K | 0.03% |
27,063
-3,017
| -10% | -$95.3K |
|
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Sigma Planning Corp's Q3 2023 Portfolio in Review
As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
- Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
- Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
- Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
- Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
- Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.
Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.