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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XT icon
501
iShares Future Exponential Technologies ETF
XT
$3.78B
$1.03M 0.03%
19,593
-1,863
-9% -$95.8K
UBER icon
502
Uber
UBER
$137B
$1.03M 0.03%
32,461
+5,832
+22% +$185K
BSJO
503
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.03M 0.03%
45,774
-299
-0.6% -$6.69K
TPLC icon
504
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$308M
$1.03M 0.03%
29,799
+496
+2% +$17.1K
TMUS icon
505
T-Mobile US
TMUS
$193B
$1.02M 0.03%
7,029
+372
+6% +$53.9K
SCHM icon
506
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.02M 0.03%
44,931
-45
-0.1% -$1.04K
DFAI
507
Dimensional International Core Equity Market ETF
DFAI
$17.2B
$1.02M 0.03%
37,693
-334
-0.9% -$8.87K
NTAP icon
508
NetApp
NTAP
$33.2B
$1.01M 0.03%
15,892
+407
+3% +$26.3K
ABNB icon
509
Airbnb
ABNB
$86.6B
$1.01M 0.03%
8,148
+128
+2% +$14.6K
ROKU icon
510
Roku
ROKU
$21.3B
$1.01M 0.03%
15,277
-56
-0.4% -$3.28K
HRL icon
511
Hormel Foods
HRL
$14.3B
$1M 0.03%
25,163
+2,568
+11% +$111K
PDBC icon
512
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.31B
$1M 0.03%
70,516
-23,603
-25% -$339K
NLY icon
513
Annaly Capital Management
NLY
$17B
$1M 0.03%
52,352
+5,398
+11% +$114K
CL icon
514
Colgate-Palmolive
CL
$73.4B
$996K 0.03%
13,257
+1,498
+13% +$111K
IYR icon
515
iShares US Real Estate ETF
IYR
$4.72B
$995K 0.03%
11,724
-2,957
-20% -$259K
FBT icon
516
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.82B
$995K 0.03%
6,420
+229
+4% +$36K
IGEB icon
517
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$992K 0.03%
22,194
+1,383
+7% +$61.3K
MRO
518
DELISTED
Marathon Oil Corporation
MRO
$990K 0.03%
41,331
+610
+1% +$15.6K
QURE icon
519
uniQure
QURE
$2.68B
$989K 0.03%
49,094
+395
+0.8% +$8.29K
PHK
520
PIMCO High Income Fund
PHK
$861M
$986K 0.03%
206,729
+9,290
+5% +$46.6K
IDU icon
521
iShares US Utilities ETF
IDU
$1.39B
$985K 0.03%
11,766
-2,268
-16% -$189K
EPD icon
522
Enterprise Products Partners
EPD
$82.9B
$983K 0.03%
37,968
-1,425
-4% -$36.6K
JXN icon
523
Jackson Financial
JXN
$8.43B
$982K 0.03%
26,260
+6,644
+34% +$273K
AFL icon
524
Aflac
AFL
$64.3B
$978K 0.03%
15,153
-1,281
-8% -$87.7K
DTD icon
525
WisdomTree US Total Dividend Fund
DTD
$1.65B
$963K 0.03%
15,891
+2,230
+16% +$136K
19 20
21
22 23

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.