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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
501
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.13M 0.03%
18,518
+11,588
+167% +$729K
CARZ icon
502
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.6M
$1.13M 0.03%
19,344
-88
-0.5% -$5.21K
BSJP
503
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.12M 0.03%
45,487
-229
-0.5% -$5.64K
APTO
504
DELISTED
Aptose Biosciences, Inc.
APTO
$1.12M 0.03%
1,139
+294
+35% +$368K
HYD icon
505
VanEck High Yield Muni ETF
HYD
$4.44B
$1.11M 0.03%
17,782
-3,128
-15% -$198K
KMI icon
506
Kinder Morgan
KMI
$73.1B
$1.11M 0.03%
66,360
+8,134
+14% +$138K
OUNZ icon
507
VanEck Merk Gold Trust
OUNZ
$2.51B
$1.11M 0.03%
64,717
+1,360
+2% +$23.7K
MGV icon
508
Vanguard Mega Cap Value ETF
MGV
$13.2B
$1.1M 0.03%
11,287
-82
-0.7% -$8.28K
IP icon
509
International Paper
IP
$22.3B
$1.1M 0.03%
20,836
-2,339
-10% -$130K
DHI icon
510
D.R. Horton
DHI
$41B
$1.1M 0.03%
13,093
+892
+7% +$82.2K
NOC icon
511
Northrop Grumman
NOC
$77B
$1.09M 0.03%
3,023
+837
+38% +$303K
BUFD icon
512
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$1.09M 0.03%
52,215
-21,549
-29% -$449K
HSY icon
513
Hershey
HSY
$35.4B
$1.08M 0.03%
6,389
+2,098
+49% +$371K
XEL icon
514
Xcel Energy
XEL
$51B
$1.07M 0.03%
17,154
-2,490
-13% -$168K
OKTA icon
515
Okta
OKTA
$24.1B
$1.06M 0.03%
4,478
-878
-16% -$218K
UNM icon
516
Unum
UNM
$13.8B
$1.06M 0.03%
42,307
+5,059
+14% +$134K
AZN icon
517
AstraZeneca
AZN
$263B
$1.06M 0.03%
8,803
-150
-2% -$17.5K
NEAR icon
518
iShares Short Maturity Bond ETF
NEAR
$4.8B
$1.06M 0.03%
21,076
-6,347
-23% -$318K
AAP icon
519
Advance Auto Parts
AAP
$3.37B
$1.05M 0.03%
5,036
+15
+0.3% +$3.13K
SPGI icon
520
S&P Global
SPGI
$126B
$1.05M 0.03%
2,470
+1,063
+76% +$461K
TRV icon
521
Travelers Companies
TRV
$80.8B
$1.05M 0.03%
6,900
-1,877
-21% -$291K
IDV icon
522
iShares International Select Dividend ETF
IDV
$8.25B
$1.04M 0.03%
34,339
-2,678
-7% -$86K
TMUS icon
523
T-Mobile US
TMUS
$193B
$1.04M 0.03%
8,179
+40
+0.5% +$5.57K
DBC icon
524
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.04M 0.03%
51,639
-8,488
-14% -$163K
NULG icon
525
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$1.04M 0.03%
15,919
-530
-3% -$35.7K
19 20
21
22 23

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.