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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
501
iShares S&P 100 ETF
OEF
$19.8B
$693K 0.03%
4,450
+364
+9% +$56K
SPYV icon
502
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$688K 0.03%
22,772
+604
+3% +$18.4K
LVGO
503
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$681K 0.03%
4,864
-4,807
-50% -$586K
C icon
504
Citigroup
C
$223B
$680K 0.03%
15,763
-346
-2% -$17.2K
MDY icon
505
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$680K 0.03%
2,006
-223
-10% -$76.1K
MGK icon
506
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$678K 0.03%
18,275
-825
-4% -$29.7K
EXC icon
507
Exelon
EXC
$48.2B
$676K 0.03%
26,487
-2,147
-7% -$56.9K
ITA icon
508
iShares US Aerospace & Defense ETF
ITA
$14.4B
$676K 0.03%
8,528
-2,436
-22% -$200K
USB icon
509
US Bancorp
USB
$98.9B
$673K 0.03%
18,769
-2,683
-13% -$98.2K
CL icon
510
Colgate-Palmolive
CL
$73.6B
$672K 0.03%
8,708
+483
+6% +$36.8K
TWLO icon
511
Twilio
TWLO
$29.5B
$668K 0.03%
2,704
+12
+0.4% +$2.96K
CEQP
512
DELISTED
Crestwood Equity Partners LP
CEQP
$667K 0.03%
53,568
+8,238
+18% +$111K
LRCX icon
513
Lam Research
LRCX
$365B
$666K 0.03%
20,080
-16,190
-45% -$558K
SMLV icon
514
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$666K 0.03%
8,790
-18,593
-68% -$1.45M
CCL icon
515
Carnival Corporation Ltd
CCL
$37.1B
$665K 0.03%
43,798
+336
+0.8% +$5.19K
SCHE icon
516
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$662K 0.03%
24,749
-721
-3% -$19.3K
SJM icon
517
J.M. Smucker
SJM
$12.9B
$659K 0.03%
5,701
+462
+9% +$51.5K
DPZ icon
518
Domino's
DPZ
$11.4B
$657K 0.03%
1,543
+883
+134% +$352K
KL
519
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$657K 0.03%
13,479
+7,141
+113% +$358K
CAH icon
520
Cardinal Health
CAH
$53.7B
$655K 0.03%
13,956
+6,056
+77% +$311K
FIW icon
521
First Trust Water ETF
FIW
$1.85B
$652K 0.03%
10,783
-207
-2% -$12.3K
RPM icon
522
RPM International
RPM
$13.8B
$649K 0.03%
7,836
-734
-9% -$60K
FXH icon
523
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$648K 0.03%
6,843
+123
+2% +$11.5K
NET icon
524
Cloudflare
NET
$94.3B
$646K 0.03%
15,734
+5,092
+48% +$195K
SPLK
525
DELISTED
Splunk Inc
SPLK
$646K 0.03%
3,436
+390
+13% +$77.7K
19 20
21
22 23

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.