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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
501
iShares Russell 1000 Value ETF
IWD
$82B
$656K 0.03%
5,821
-788
-12% -$86.7K
PSLV icon
502
Sprott Physical Silver Trust
PSLV
$11.9B
$655K 0.03%
99,046
+2,425
+3% +$14.6K
TDIV icon
503
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$651K 0.03%
15,595
+2,672
+21% +$105K
RPM icon
504
RPM International
RPM
$13.7B
$643K 0.03%
8,570
-191
-2% -$13.3K
SPYV icon
505
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$642K 0.03%
22,168
-4,051
-15% -$115K
MMP
506
DELISTED
Magellan Midstream Partners, L.P.
MMP
$639K 0.03%
14,791
-1,748
-11% -$73.8K
ET icon
507
Energy Transfer Partners
ET
$70.1B
$635K 0.03%
89,149
+21,028
+31% +$156K
BNY
508
Bank of New York Mellon
BNY
$108B
$633K 0.03%
16,384
-1,458
-8% -$53.4K
FCOR icon
509
Fidelity Corporate Bond ETF
FCOR
$352M
$629K 0.03%
11,350
+547
+5% +$29.2K
DLN icon
510
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$628K 0.03%
13,516
-11,004
-45% -$495K
MGK icon
511
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$625K 0.03%
19,100
+6,515
+52% +$194K
DSL
512
DoubleLine Income Solutions Fund
DSL
$1.21B
$621K 0.03%
40,396
+12,693
+46% +$176K
SCHE icon
513
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$620K 0.03%
25,470
+15,373
+152% +$349K
FDVV icon
514
Fidelity High Dividend ETF
FDVV
$10.1B
$619K 0.03%
22,868
+4,531
+25% +$117K
FINX icon
515
Global X FinTech ETF
FINX
$168M
$617K 0.03%
18,568
+125
+0.7% +$3.71K
JNK icon
516
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$615K 0.03%
6,079
+234
+4% +$23.3K
MET icon
517
MetLife
MET
$61B
$613K 0.03%
16,785
+1,644
+11% +$57.2K
VLO icon
518
Valero Energy
VLO
$89.8B
$613K 0.03%
10,426
-2,217
-18% -$132K
XLRE icon
519
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$613K 0.03%
17,620
+8,244
+88% +$279K
ELV icon
520
Elevance Health
ELV
$81.9B
$612K 0.03%
2,327
+586
+34% +$156K
FIW icon
521
First Trust Water ETF
FIW
$1.84B
$612K 0.03%
10,990
-968
-8% -$51.1K
VXUS icon
522
Vanguard Total International Stock ETF
VXUS
$153B
$608K 0.03%
12,368
-1,264
-9% -$58.4K
MPC icon
523
Marathon Petroleum
MPC
$90.3B
$607K 0.03%
16,247
+6,903
+74% +$222K
QURE icon
524
uniQure
QURE
$2.68B
$607K 0.03%
13,478
+38
+0.3% +$2.24K
FXH icon
525
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$606K 0.03%
6,720
+780
+13% +$66.9K
19 20
21
22 23

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.