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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Welltower
WELL
$172B
| $466K | 0.03% |
10,185
+505
| +5% | +$37.3K |
|
|
BSJO
502
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $466K | 0.03% |
20,981
+649
| +3% | +$15.9K |
|
503
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
| $465K | 0.03% |
16,516
-302
| -2% | -$11K |
|
504
MetLife
MET
$62.7B
| $463K | 0.03% |
15,141
-3,648
| -19% | -$162K |
|
505
Global Net Lease
GNL
$1.86B
| $462K | 0.03% |
34,589
-1,841
| -5% | -$34.3K |
|
506
Invesco FTSE RAFI US 1000 ETF
PRF
$9.82B
| $461K | 0.03% |
24,945
-50
| -0.2% | -$1.16K |
|
507
Vanguard Long-Term Bond ETF
BLV
$5.81B
| $460K | 0.03% |
4,306
+584
| +16% | +$61K |
|
|
CGC
508
Canopy Growth
CGC
$377M
| $460K | 0.03% |
3,193
-648
| -17% | -$122K |
|
509
PUT
JPMorgan Chase
JPM
$950B
| $459K | 0.03% |
+5,100
| New | +$620K |
|
510
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
| $457K | 0.03% |
12,923
-674
| -5% | -$27.8K |
|
511
Invesco S&P SmallCap Momentum ETF
XSMO
$3.01B
| $456K | 0.03% |
15,563
+3,227
| +26% | +$119K |
|
512
Inspire 100 ETF
BIBL
$487M
| $454K | 0.03% |
18,256
+2,275
| +14% | +$66.3K |
|
513
B&G Foods
BGS
$297M
| $453K | 0.03% |
25,046
-3,034
| -11% | -$47.5K |
|
514
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
| $450K | 0.03% |
10,180
+138
| +1% | +$7.17K |
|
|
RESN
515
DELISTED
Resonant Inc.
RESN
| $450K | 0.03% |
304,250
+21,500
| +8% | +$41.4K |
|
516
Datadog
DDOG
$89.3B
| $448K | 0.03% |
12,450
-2,050
| -14% | -$84.5K |
|
517
Global X FinTech ETF
FINX
$173M
| $446K | 0.03% |
18,443
+806
| +5% | +$24K |
|
518
PNC Financial Services
PNC
$100B
| $446K | 0.03% |
4,663
-6,502
| -58% | -$873K |
|
|
BSDE
519
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
| $446K | 0.03% |
19,035
+1,059
| +6% | +$27.2K |
|
520
Fastly Inc
FSLY
$3.26B
| $445K | 0.03% |
+23,444
| New | +$484K |
|
521
Hershey
HSY
$37.2B
| $444K | 0.03% |
3,349
-608
| -15% | -$89.7K |
|
522
Pinterest
PINS
$13.6B
| $444K | 0.03% |
28,742
+6,827
| +31% | +$133K |
|
523
iShares Core Moderate Allocation ETF
AOM
$1.75B
| $443K | 0.03% |
12,051
+3,297
| +38% | +$129K |
|
524
Amplify Alternative Harvest ETF
MJ
$98.2M
| $440K | 0.03% |
3,219
-59
| -2% | -$10.5K |
|
525
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
| $439K | 0.03% |
5,940
-1,395
| -19% | -$113K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.