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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $683K | 0.03% |
16,818
-289
| -2% | -$11.2K |
|
|
NVTA
502
DELISTED
Invitae Corporation
NVTA
| $682K | 0.03% |
42,278
+10,759
| +34% | +$190K |
|
503
First Majestic Silver
AG
$8.05B
| $677K | 0.03% |
55,202
-89,472
| -62% | -$941K |
|
504
Amplify Alternative Harvest ETF
MJ
$101M
| $673K | 0.03% |
3,278
+33
| +1% | +$7.27K |
|
505
AGNC Investment
AGNC
$12.3B
| $665K | 0.03% |
37,619
-1,051
| -3% | -$17.9K |
|
506
NNN REIT
NNN
$9.39B
| $663K | 0.03% |
12,366
-358
| -3% | -$19.9K |
|
507
Amcor
AMCR
$20.6B
| $662K | 0.03% |
12,205
-713
| -6% | -$35.7K |
|
508
Travel + Leisure Co
TNL
$4.54B
| $661K | 0.03% |
12,785
+2,273
| +22% | +$109K |
|
509
Veeva Systems
VEEV
$30.3B
| $661K | 0.03% |
4,700
-283
| -6% | -$41.6K |
|
510
Thomson Reuters
TRI
$39.4B
| $660K | 0.03% |
8,750
+747
| +9% | +$54.4K |
|
511
Lumen
LUMN
$6.53B
| $659K | 0.03% |
49,900
+6,873
| +16% | +$92.2K |
|
|
JPI
512
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $658K | 0.03% |
25,505
| – | – |
|
513
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
| $658K | 0.03% |
46,341
+3,570
| +8% | +$50.1K |
|
514
Baxter International
BAX
$11.6B
| $652K | 0.03% |
7,798
+33
| +0.4% | +$2.73K |
|
515
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
| $652K | 0.03% |
11,191
-158
| -1% | -$8.76K |
|
516
CALL
Salesforce
CRM
$134B
| $651K | 0.03% |
4,000
| – | – |
|
517
Kraft Heinz
KHC
$30.4B
| $647K | 0.03% |
20,125
+1,023
| +5% | +$31K |
|
|
RTL
518
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $640K | 0.03% |
48,266
+3,648
| +8% | +$52.1K |
|
519
L3Harris
LHX
$55.9B
| $638K | 0.03% |
3,223
+111
| +4% | +$22.3K |
|
520
iShares MSCI Global Gold Miners ETF
RING
$2.31B
| $637K | 0.03% |
26,449
+5,228
| +25% | +$116K |
|
521
SLB Ltd
SLB
$77.8B
| $636K | 0.03% |
15,812
-2,337
| -13% | -$83.4K |
|
522
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
| $635K | 0.03% |
+13,761
| New | +$612K |
|
|
HYLD
523
DELISTED
High Yield ETF
HYLD
| $635K | 0.03% |
18,943
-5,942
| -24% | -$199K |
|
524
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
| $634K | 0.03% |
15,308
+1,003
| +7% | +$39.8K |
|
|
SPLK
525
DELISTED
Splunk Inc
SPLK
| $634K | 0.03% |
4,230
+370
| +10% | +$48.6K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.