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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCR icon
501
Amcor
AMCR
$20.6B
$630K 0.03%
+12,918
New +$667K
RTL
502
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$623K 0.03%
44,618
-1,232
-3% -$15K
AGNC icon
503
AGNC Investment
AGNC
$12.3B
$622K 0.03%
38,670
+5,913
+18% +$97.1K
TEAM icon
504
Atlassian
TEAM
$22B
$622K 0.03%
4,961
+3,143
+173% +$428K
TT icon
505
Trane Technologies
TT
$106B
$622K 0.03%
5,046
-305
-6% -$37.2K
VBK icon
506
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$622K 0.03%
3,419
-252
-7% -$46.9K
SLB icon
507
SLB Ltd
SLB
$77.8B
$620K 0.03%
18,149
-3,239
-15% -$118K
SDIV icon
508
Global X SuperDividend ETF
SDIV
$1.21B
$619K 0.03%
12,155
+1,476
+14% +$74.3K
SMMV icon
509
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$619K 0.03%
18,044
-1,148
-6% -$39.1K
IBB icon
510
iShares Biotechnology ETF
IBB
$9.31B
$614K 0.03%
6,174
-532
-8% -$55.7K
CTVA icon
511
Corteva
CTVA
$59.7B
$613K 0.03%
+21,884
New +$633K
BSJL
512
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$613K 0.03%
24,893
+747
+3% +$18.4K
XYL icon
513
Xylem
XYL
$28.5B
$612K 0.03%
+7,686
New +$604K
FIW icon
514
First Trust Water ETF
FIW
$1.84B
$610K 0.03%
10,863
+760
+8% +$41.7K
DY icon
515
Dycom Industries
DY
$12.9B
$608K 0.03%
+11,914
New +$601K
YETI icon
516
Yeti Holdings
YETI
$3.82B
$608K 0.03%
+21,697
New +$658K
ETSY icon
517
Etsy
ETSY
$7.65B
$607K 0.03%
10,742
-1,261
-11% -$74.2K
NVTA
518
DELISTED
Invitae Corporation
NVTA
$607K 0.03%
31,519
+8,041
+34% +$190K
HR icon
519
Healthcare Realty
HR
$7.42B
$603K 0.03%
20,518
-1,792
-8% -$50.1K
HYMB icon
520
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$603K 0.03%
+20,322
New +$599K
MIY icon
521
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$601K 0.03%
42,771
+1,967
+5% +$27.8K
KRE icon
522
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$599K 0.03%
11,349
-791
-7% -$41.3K
RDVY icon
523
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$599K 0.03%
18,798
-13,819
-42% -$432K
COR icon
524
Cencora
COR
$60.3B
$598K 0.03%
7,264
-215
-3% -$18.5K
FBT icon
525
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$597K 0.03%
4,826
+2,234
+86% +$297K
19 20
21
22 23

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.