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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESN
501
DELISTED
Resonant Inc.
RESN
$591K 0.03%
248,250
+73,900
+42% +$207K
GDV icon
502
Gabelli Dividend & Income Trust
GDV
$2.6B
$589K 0.03%
27,178
+16,775
+161% +$359K
GPC icon
503
Genuine Parts
GPC
$17.1B
$586K 0.03%
5,661
+21
+0.4% +$2.17K
VFH icon
504
Vanguard Financials ETF
VFH
$13.3B
$584K 0.03%
8,460
-443
-5% -$30.1K
SCHE icon
505
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$581K 0.03%
22,133
+3,621
+20% +$93.8K
UTG icon
506
Reaves Utility Income Fund
UTG
$3.69B
$579K 0.03%
16,162
+8,432
+109% +$291K
IEUR icon
507
iShares Core MSCI Europe ETF
IEUR
$8.66B
$574K 0.03%
12,320
+346
+3% +$16.1K
BKLN icon
508
Invesco Senior Loan ETF
BKLN
$7.1B
$572K 0.03%
25,233
+3,091
+14% +$70.5K
APTO
509
DELISTED
Aptose Biosciences, Inc.
APTO
$572K 0.03%
+487
New +$448K
NLY icon
510
Annaly Capital Management
NLY
$16.9B
$571K 0.03%
15,631
-862
-5% -$32.8K
OXY icon
511
Occidental Petroleum
OXY
$57B
$571K 0.03%
11,357
+1,476
+15% +$83.1K
AU icon
512
AngloGold Ashanti
AU
$40.3B
$570K 0.03%
31,983
-200,145
-86% -$2.69M
PEB icon
513
Pebblebrook Hotel Trust
PEB
$2.16B
$568K 0.03%
20,139
+215
+1% +$6.5K
FAST icon
514
Fastenal
FAST
$54B
$565K 0.03%
34,676
+348
+1% +$5.74K
MIY icon
515
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$561K 0.03%
40,804
+7,072
+21% +$96.1K
BSJN
516
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$560K 0.03%
21,479
+1,215
+6% +$31.7K
GPM
517
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$560K 0.03%
68,903
+12,268
+22% +$97.6K
DLTR icon
518
Dollar Tree
DLTR
$23.1B
$557K 0.03%
5,185
+135
+3% +$14.2K
FIW icon
519
First Trust Water ETF
FIW
$1.84B
$553K 0.03%
10,103
+5,825
+136% +$303K
NVTA
520
DELISTED
Invitae Corporation
NVTA
$552K 0.03%
23,478
+7,643
+48% +$163K
AGNC icon
521
AGNC Investment
AGNC
$12.3B
$551K 0.03%
32,757
+6,547
+25% +$114K
SDIV icon
522
Global X SuperDividend ETF
SDIV
$1.21B
$551K 0.03%
10,679
+3,167
+42% +$166K
FE icon
523
FirstEnergy
FE
$28.9B
$550K 0.03%
12,836
-818
-6% -$34.4K
PTY icon
524
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$548K 0.03%
30,215
+827
+3% +$14.9K
ANET icon
525
Arista Networks
ANET
$219B
$541K 0.03%
33,360
+8,160
+32% +$141K
19 20
21
22 23

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.