We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RESN
501
DELISTED
Resonant Inc.
RESN
| $523K | 0.03% |
174,350
-1,000
| -0.6% | -$2.83K |
|
502
CareDx
CDNA
$1.92B
| $520K | 0.03% |
+16,500
| New | +$481K |
|
503
Markel Group
MKL
$25B
| $520K | 0.03% |
+522
| New | +$530K |
|
504
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $518K | 0.03% |
10,093
+1,353
| +15% | +$69.2K |
|
505
Motorola Solutions
MSI
$69.4B
| $517K | 0.03% |
3,682
+1,533
| +71% | +$199K |
|
506
General Dynamics
GD
$105B
| $516K | 0.03% |
3,046
-2,316
| -43% | -$390K |
|
507
FS KKR Capital
FSK
$2.98B
| $514K | 0.03% |
21,255
-906
| -4% | -$22.5K |
|
508
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $514K | 0.03% |
29,388
-1,576
| -5% | -$26.4K |
|
509
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $506K | 0.03% |
20,122
+59
| +0.3% | +$1.48K |
|
510
Invesco Senior Loan ETF
BKLN
$7.1B
| $501K | 0.03% |
22,142
+2,044
| +10% | +$46.2K |
|
511
Sunoco
SUN
$14.2B
| $501K | 0.03% |
16,085
+1,118
| +7% | +$33.3K |
|
|
ZEN
512
DELISTED
ZENDESK INC
ZEN
| $499K | 0.03% |
+5,868
| New | +$431K |
|
513
TotalEnergies
TTE
$193B
| $496K | 0.03% |
8,921
+633
| +8% | +$35.2K |
|
514
Arista Networks
ANET
$219B
| $495K | 0.03% |
25,200
+8,208
| +48% | +$130K |
|
515
Cracker Barrel
CBRL
$1.2B
| $491K | 0.03% |
3,040
+109
| +4% | +$17.9K |
|
516
iShares Russell 1000 ETF
IWB
$47.7B
| $489K | 0.03% |
3,106
-888
| -22% | -$134K |
|
517
Whirlpool
WHR
$2.42B
| $487K | 0.03% |
3,666
+960
| +35% | +$127K |
|
518
National Grid
NGG
$82.7B
| $486K | 0.03% |
9,837
-49
| -0.5% | -$2.37K |
|
519
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
| $482K | 0.03% |
18,512
-140
| -0.8% | -$3.55K |
|
520
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
| $481K | 0.03% |
10,240
+2,184
| +27% | +$98.7K |
|
521
AllianceBernstein
AB
$3.47B
| $479K | 0.03% |
16,571
+184
| +1% | +$5.4K |
|
522
Range Resources
RRC
$9.11B
| $479K | 0.03% |
+42,618
| New | +$462K |
|
|
BSJK
523
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $478K | 0.03% |
19,855
+1,709
| +9% | +$41K |
|
524
iShares S&P 100 ETF
OEF
$19.8B
| $477K | 0.03% |
3,810
-492
| -11% | -$59.3K |
|
525
ProShares Ultra QQQ
QLD
$12.5B
| $477K | 0.03% |
+42,472
| New | +$428K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.