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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
501
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$473K 0.03%
14,620
+3,860
+36% +$123K
ULTA icon
502
Ulta Beauty
ULTA
$20.4B
$470K 0.03%
1,666
-21
-1% -$5.36K
MU icon
503
CALL
Micron Technology
MU
$1.04T
$466K 0.03%
+10,300
New +$520K
CY
504
DELISTED
Cypress Semiconductor
CY
$466K 0.03%
32,182
+8,110
+34% +$133K
EFG icon
505
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$464K 0.03%
5,797
-117
-2% -$9.33K
GAA icon
506
Cambria Global Asset Allocation ETF
GAA
$72.6M
$463K 0.03%
17,308
+4,397
+34% +$118K
MCHP icon
507
Microchip Technology
MCHP
$42.8B
$463K 0.03%
11,740
+684
+6% +$30.2K
IVAL icon
508
Alpha Architect International Quantitative Value ETF
IVAL
$214M
$462K 0.03%
15,045
+444
+3% +$13.6K
LYB icon
509
LyondellBasell Industries
LYB
$19.5B
$461K 0.03%
4,498
+2,168
+93% +$237K
IOO icon
510
iShares Global 100 ETF
IOO
$8.56B
$460K 0.03%
9,420
+626
+7% +$29.9K
HYZD icon
511
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$457K 0.03%
18,894
-316
-2% -$7.62K
NGG icon
512
National Grid
NGG
$82.7B
$457K 0.03%
9,955
-18
-0.2% -$856
BSJK
513
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$457K 0.03%
18,800
+736
+4% +$17.9K
RSPH icon
514
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$456K 0.03%
22,130
+1,090
+5% +$21.3K
LMBS icon
515
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$453K 0.03%
8,891
+784
+10% +$40.1K
JNK icon
516
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$452K 0.03%
4,183
-718
-15% -$77.2K
AAPL icon
517
CALL
Apple
AAPL
$4.89T
$451K 0.03%
+8,000
New +$417K
EPAY
518
DELISTED
Bottomline Technologies Inc
EPAY
$451K 0.03%
+6,200
New +$379K
ICE icon
519
Intercontinental Exchange
ICE
$82.4B
$448K 0.03%
5,980
+559
+10% +$42K
ETSY icon
520
Etsy
ETSY
$7.65B
$445K 0.03%
8,655
-175
-2% -$8.06K
KHC icon
521
Kraft Heinz
KHC
$30.4B
$445K 0.03%
8,073
-677
-8% -$40.5K
XHR
522
Xenia Hotels & Resorts
XHR
$1.98B
$445K 0.03%
18,782
-383
-2% -$9.24K
RIO icon
523
Rio Tinto
RIO
$148B
$444K 0.03%
8,692
-2,533
-23% -$129K
MFIC icon
524
MidCap Financial Investment
MFIC
$784M
$443K 0.03%
27,126
-1,935
-7% -$33K
ESRX
525
DELISTED
Express Scripts Holding Company
ESRX
$443K 0.03%
4,661
-902
-16% -$76.9K
19 20
21
22 23

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.