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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFGL icon
501
iShares International Developed Real Estate ETF
IFGL
$81.6M
$403K 0.03%
13,429
-64,435
-83% -$1.91M
MCHP icon
502
Microchip Technology
MCHP
$42.8B
$400K 0.03%
9,094
-698
-7% -$31.6K
PICK icon
503
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$399K 0.03%
11,519
+194
+2% +$6.25K
BSJK
504
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$399K 0.03%
16,273
+805
+5% +$19.9K
GNTX icon
505
Gentex
GNTX
$4.88B
$398K 0.03%
19,003
+1
+0% +$20
PJP icon
506
Invesco Pharmaceuticals ETF
PJP
$425M
$398K 0.03%
6,202
-125
-2% -$8.02K
QLD icon
507
ProShares Ultra QQQ
QLD
$12.5B
$398K 0.03%
43,408
-71,240
-62% -$628K
SODA
508
DELISTED
SodaStream International Ltd
SODA
$396K 0.03%
5,625
-3,200
-36% -$212K
IVR icon
509
Invesco Mortgage Capital
IVR
$776M
$393K 0.03%
2,203
+103
+5% +$18.2K
QQQX icon
510
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$393K 0.03%
16,247
+1,791
+12% +$42.4K
CBI
511
DELISTED
Chicago Bridge & Iron Nv
CBI
$393K 0.03%
24,354
-1,002
-4% -$16.3K
TOTL icon
512
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$392K 0.03%
8,068
-242
-3% -$11.8K
ETJ
513
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$390K 0.03%
40,506
+2,233
+6% +$20.7K
XHR
514
Xenia Hotels & Resorts
XHR
$1.98B
$390K 0.03%
18,047
-1,610
-8% -$35.1K
IDU icon
515
iShares US Utilities ETF
IDU
$1.41B
$388K 0.03%
5,834
-5,800
-50% -$399K
EWP icon
516
iShares MSCI Spain ETF
EWP
$1.98B
$387K 0.03%
11,811
+315
+3% +$10.4K
KKR icon
517
KKR & Co
KKR
$89.2B
$385K 0.03%
18,292
-1,245
-6% -$25K
SHV icon
518
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$384K 0.03%
3,485
-895
-20% -$98.7K
VTIP icon
519
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$383K 0.03%
7,839
-182
-2% -$9K
BSJL
520
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$381K 0.03%
15,259
+696
+5% +$17.5K
RSPH icon
521
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$376K 0.03%
20,940
-200
-0.9% -$3.54K
PRU icon
522
Prudential Financial
PRU
$41.7B
$375K 0.03%
3,258
-9
-0.3% -$1.01K
SCHF icon
523
Schwab International Equity ETF
SCHF
$65.6B
$375K 0.03%
+22,006
New +$374K
PB icon
524
Prosperity Bancshares
PB
$8.77B
$372K 0.03%
5,307
+28
+0.5% +$1.87K
SMDV icon
525
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$369K 0.03%
6,690
+21
+0.3% +$1.18K
19 20
21
22 23

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.