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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HA
501
DELISTED
Hawaiian Holdings, Inc.
HA
$405K 0.03%
10,781
+2,470
+30% +$105K
SCHE icon
502
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$404K 0.03%
15,031
-2,998
-17% -$79.4K
RPAI
503
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$403K 0.03%
30,695
+15,329
+100% +$201K
GPM
504
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$401K 0.03%
46,859
-2,940
-6% -$24.7K
KKR icon
505
KKR & Co
KKR
$89.2B
$397K 0.03%
19,537
+1,364
+8% +$25.9K
VTIP icon
506
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$397K 0.03%
+8,021
New +$396K
GLW icon
507
Corning
GLW
$126B
$395K 0.03%
13,207
+265
+2% +$7.85K
WHR icon
508
Whirlpool
WHR
$2.42B
$393K 0.03%
2,129
+860
+68% +$154K
K
509
DELISTED
Kellanova
K
$392K 0.03%
6,689
+966
+17% +$61K
EEMS icon
510
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$390K 0.03%
7,907
+1,050
+15% +$51K
SIL icon
511
Global X Silver Miners ETF NEW
SIL
$4.08B
$389K 0.03%
11,791
+885
+8% +$29.9K
EWP icon
512
iShares MSCI Spain ETF
EWP
$1.98B
$388K 0.03%
+11,496
New +$387K
BIDU icon
513
Baidu
BIDU
$35.8B
$387K 0.03%
+1,562
New +$341K
BSJK
514
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$386K 0.03%
15,468
-4,438
-22% -$110K
AVGO icon
515
Broadcom
AVGO
$1.82T
$383K 0.03%
15,780
+1,280
+9% +$31.6K
MCHI icon
516
iShares MSCI China ETF
MCHI
$6.04B
$383K 0.03%
+6,064
New +$365K
PTMC icon
517
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$381K 0.03%
12,868
+2,194
+21% +$62.9K
ILCB icon
518
iShares Morningstar US Equity ETF
ILCB
$1.26B
$378K 0.03%
10,040
+2,120
+27% +$78.9K
IRM icon
519
Iron Mountain
IRM
$38.2B
$378K 0.03%
+9,716
New +$363K
UNIT
520
Uniti Group
UNIT
$2.63B
$378K 0.03%
+25,762
New +$544K
IAGG icon
521
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$377K 0.03%
7,295
-2,523
-26% -$131K
PTNQ icon
522
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$377K 0.03%
13,336
+4,085
+44% +$114K
GNTX icon
523
Gentex
GNTX
$4.88B
$376K 0.03%
19,002
+853
+5% +$15.5K
TSLA icon
524
CALL
Tesla
TSLA
$1.24T
$375K 0.03%
16,500
– –
SMDV icon
525
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$374K 0.03%
6,669
-151
-2% -$8.25K
19 20
21
22 23

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.