We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
501
DELISTED
Kellanova
K
$364K 0.04%
5,344
-123
-2% -$8.49K
PB icon
502
Prosperity Bancshares
PB
$8.77B
$364K 0.04%
5,225
+47
+0.9% +$3.41K
FRA icon
503
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$362K 0.04%
24,949
+4,951
+25% +$72.5K
OKS
504
DELISTED
Oneok Partners LP
OKS
$362K 0.04%
6,704
+270
+4% +$13.5K
GBAB
505
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$361K 0.04%
16,205
+163
+1% +$3.58K
IWV icon
506
iShares Russell 3000 ETF
IWV
$19.5B
$361K 0.04%
2,578
+1,036
+67% +$143K
USO icon
507
United States Oil Fund
USO
$2.45B
$361K 0.04%
4,246
-902
-18% -$79.9K
VXUS icon
508
Vanguard Total International Stock ETF
VXUS
$153B
$359K 0.03%
7,233
+357
+5% +$17.3K
ILCB icon
509
iShares Morningstar US Equity ETF
ILCB
$1.26B
$356K 0.03%
10,028
+1,640
+20% +$56.9K
STOR
510
DELISTED
STORE Capital Corporation
STOR
$355K 0.03%
+14,850
New +$360K
KNOW
511
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$355K 0.03%
8,982
+1,022
+13% +$39.9K
GHII
512
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$354K 0.03%
12,837
-363
-3% -$9.81K
QDF icon
513
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$353K 0.03%
8,645
+2,649
+44% +$107K
HA
514
DELISTED
Hawaiian Holdings, Inc.
HA
$353K 0.03%
7,591
+1,541
+25% +$78.8K
QTS
515
DELISTED
QTS REALTY TRUST, INC.
QTS
$353K 0.03%
+7,240
New +$363K
APD icon
516
Air Products & Chemicals
APD
$66.3B
$352K 0.03%
2,602
+45
+2% +$6.34K
IMCG icon
517
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$352K 0.03%
12,138
– –
PCY icon
518
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$352K 0.03%
12,107
-27,219
-69% -$785K
ESRX
519
DELISTED
Express Scripts Holding Company
ESRX
$351K 0.03%
5,327
+681
+15% +$46.9K
SGOL icon
520
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$350K 0.03%
28,890
-2,730
-9% -$32.4K
SNLN
521
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$348K 0.03%
18,744
+7,400
+65% +$138K
ETJ
522
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$343K 0.03%
37,803
+799
+2% +$7.46K
OUNZ icon
523
VanEck Merk Gold Trust
OUNZ
$2.51B
$343K 0.03%
27,847
+2,300
+9% +$27.8K
WES
524
DELISTED
Western Gas Partners Lp
WES
$343K 0.03%
5,682
+589
+12% +$36.4K
GLW icon
525
Corning
GLW
$126B
$342K 0.03%
12,666
+1,559
+14% +$41.5K
19 20
21
22 23

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.