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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
501
Chubb
CB
$140B
$327K 0.04%
2,474
-61
-2% -$7.78K
GEO icon
502
The GEO Group
GEO
$4.13B
$325K 0.04%
+13,550
New +$264K
IWN icon
503
iShares Russell 2000 Value ETF
IWN
$14.4B
$322K 0.04%
+2,707
New +$299K
IYE icon
504
iShares US Energy ETF
IYE
$1.74B
$321K 0.04%
+7,727
New +$308K
ESRX
505
DELISTED
Express Scripts Holding Company
ESRX
$320K 0.04%
4,646
-800
-15% -$57.3K
ILCV icon
506
iShares Morningstar Value ETF
ILCV
$1.3B
$318K 0.03%
6,752
+128
+2% +$5.79K
VXUS icon
507
Vanguard Total International Stock ETF
VXUS
$153B
$316K 0.03%
6,876
+39
+0.6% +$1.79K
PGF icon
508
Invesco Financial Preferred ETF
PGF
$676M
$315K 0.03%
17,558
-921
-5% -$16.9K
PKW icon
509
Invesco BuyBack Achievers ETF
PKW
$1.69B
$314K 0.03%
6,220
+411
+7% +$20.2K
RS icon
510
Reliance Steel & Aluminium
RS
$20.8B
$313K 0.03%
3,930
+1
+0% +$76
BSCL
511
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$313K 0.03%
14,921
+5,509
+59% +$117K
SHV icon
512
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$311K 0.03%
2,823
+348
+14% +$38.4K
SLRC icon
513
SLR Investment Corp
SLRC
$706M
$311K 0.03%
14,922
– –
ADP icon
514
Automatic Data Processing
ADP
$100B
$309K 0.03%
3,007
+203
+7% +$18.9K
CEVA icon
515
CEVA Inc
CEVA
$1.01B
$307K 0.03%
9,159
-2,917
-24% -$93.1K
PEB icon
516
Pebblebrook Hotel Trust
PEB
$2.16B
$307K 0.03%
+10,316
New +$286K
KNOW
517
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$305K 0.03%
+7,960
New +$305K
BXMX
518
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$304K 0.03%
23,905
-970
-4% -$12.3K
OMC icon
519
Omnicom Group
OMC
$22.7B
$303K 0.03%
3,562
-40
-1% -$3.35K
XLB icon
520
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$302K 0.03%
12,146
-11,098
-48% -$269K
MGA icon
521
Magna International
MGA
$17.9B
$301K 0.03%
6,931
-399
-5% -$16.8K
FIW icon
522
First Trust Water ETF
FIW
$1.84B
$300K 0.03%
7,570
+577
+8% +$22.2K
SUB icon
523
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$300K 0.03%
2,850
+680
+31% +$71.6K
MZF
524
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$299K 0.03%
22,795
– –
WES
525
DELISTED
Western Gas Partners Lp
WES
$299K 0.03%
5,093
+5
+0.1% +$282
19 20
21
22 23

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.