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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
501
Omnicom Group
OMC
$22.7B
$280K 0.04%
+3,441
New +$286K
VDE icon
502
Vanguard Energy ETF
VDE
$10.1B
$280K 0.04%
+2,946
New +$271K
FPT
503
DELISTED
Federated Premier Intermediate M
FPT
$278K 0.04%
18,966
+82
+0.4% +$1.16K
PRU icon
504
Prudential Financial
PRU
$41.7B
$277K 0.04%
3,885
-212
-5% -$16K
RSPU icon
505
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$277K 0.04%
+6,330
New +$262K
MON
506
DELISTED
Monsanto Co
MON
$277K 0.04%
2,678
+303
+13% +$30K
FCRD
507
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$275K 0.04%
24,737
+13,271
+116% +$144K
EMLP icon
508
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$273K 0.04%
11,042
-309
-3% -$7.12K
AMT icon
509
American Tower
AMT
$77.7B
$271K 0.04%
2,383
+29
+1% +$3.09K
JKHY icon
510
Jack Henry & Associates
JKHY
$10.7B
$271K 0.04%
3,101
+707
+30% +$59.1K
BSJK
511
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$271K 0.04%
+11,415
New +$266K
GOVT icon
512
iShares US Treasury Bond ETF
GOVT
$43.6B
$269K 0.04%
10,233
+2,340
+30% +$60.5K
COL
513
DELISTED
Rockwell Collins
COL
$269K 0.04%
3,163
+1
+0% +$89
CSX icon
514
CSX Corp
CSX
$98.6B
$268K 0.03%
30,789
-426
-1% -$3.71K
MBLY
515
DELISTED
Mobileye N.V.
MBLY
$268K 0.03%
5,798
+40
+0.7% +$1.53K
VXX
516
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$267K 0.03%
+1,210
New +$302K
FTEC icon
517
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$266K 0.03%
8,207
+66
+0.8% +$2.15K
PB icon
518
Prosperity Bancshares
PB
$8.77B
$266K 0.03%
5,219
+35
+0.7% +$1.76K
BIZD icon
519
VanEck BDC Income ETF
BIZD
$1.58B
$265K 0.03%
15,924
-530
-3% -$8.64K
FPX icon
520
First Trust US Equity Opportunities ETF
FPX
$1.51B
$265K 0.03%
5,236
-256
-5% -$13K
PANW icon
521
Palo Alto Networks
PANW
$264B
$265K 0.03%
12,972
+66
+0.5% +$1.53K
CMI icon
522
Cummins
CMI
$91.7B
$264K 0.03%
+2,352
New +$266K
SRC
523
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$264K 0.03%
4,605
+209
+5% +$10.9K
IEUR icon
524
iShares Core MSCI Europe ETF
IEUR
$8.66B
$263K 0.03%
6,661
-1,933
-22% -$79.9K
USCR
525
DELISTED
U S Concrete, Inc.
USCR
$263K 0.03%
+4,323
New +$271K
19 20
21
22 23

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.