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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDP icon
501
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$261K 0.04%
11,350
– –
SDS icon
502
ProShares UltraShort S&P500
SDS
$406M
$261K 0.04%
138
-119
-46% -$256K
FPT
503
DELISTED
Federated Premier Intermediate M
FPT
$261K 0.04%
+18,884
New +$257K
RF icon
504
Regions Financial
RF
$26.3B
$260K 0.04%
33,128
-1,880
-5% -$15.1K
BSCG
505
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$259K 0.04%
11,735
+484
+4% +$10.7K
MET icon
506
MetLife
MET
$61B
$257K 0.04%
6,568
+979
+18% +$36.6K
WRB icon
507
W.R. Berkley
WRB
$28B
$257K 0.04%
15,407
-321
-2% -$4.93K
PRFZ icon
508
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$256K 0.04%
13,560
+5
+0% +$88
MNDT
509
DELISTED
Mandiant, Inc. Common Stock
MNDT
$256K 0.04%
14,225
-3,649
-20% -$59.5K
WP
510
DELISTED
Worldpay, Inc.
WP
$256K 0.04%
+4,758
New +$233K
BA icon
511
CALL
Boeing
BA
$165B
$254K 0.03%
2,000
– –
IGSB icon
512
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$253K 0.03%
4,806
-166
-3% -$8.7K
NI icon
513
NiSource
NI
$22.4B
$253K 0.03%
10,747
+314
+3% +$6.74K
POOL icon
514
Pool Corp
POOL
$6.7B
$253K 0.03%
+2,883
New +$232K
AIG icon
515
American International
AIG
$41.9B
$252K 0.03%
4,654
-362
-7% -$19.6K
BAB icon
516
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$252K 0.03%
8,355
+289
+4% +$8.63K
LEA icon
517
Lear
LEA
$7.19B
$252K 0.03%
2,265
-333
-13% -$35.3K
NSC icon
518
Norfolk Southern
NSC
$78.8B
$252K 0.03%
3,025
+98
+3% +$7.41K
PSQ icon
519
ProShares Short QQQ
PSQ
$694M
$252K 0.03%
958
+154
+19% +$43K
BWP
520
DELISTED
Boardwalk Pipeline Partners
BWP
$252K 0.03%
17,067
+97
+0.6% +$1.18K
TTE icon
521
TotalEnergies
TTE
$193B
$251K 0.03%
5,515
-2,397
-30% -$106K
BSCH
522
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$251K 0.03%
11,072
+1,906
+21% +$43K
KKR icon
523
KKR & Co
KKR
$89.2B
$250K 0.03%
17,028
+578
+4% +$7.87K
EMLP icon
524
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$248K 0.03%
11,351
+531
+5% +$10.8K
OI icon
525
O-I Glass
OI
$1.39B
$248K 0.03%
15,565
-557
-3% -$7.98K
19 20
21
22 23

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.