We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVR icon
501
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$261K 0.04%
19,239
-5,548
-22% -$80.4K
IGSB icon
502
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$260K 0.04%
+4,972
New +$261K
RS icon
503
Reliance Steel & Aluminium
RS
$20.8B
$260K 0.04%
4,488
-95
-2% -$5.52K
SBIO icon
504
ALPS Medical Breakthroughs ETF
SBIO
$202M
$260K 0.04%
8,194
-470
-5% -$14.4K
ETY icon
505
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$259K 0.04%
23,155
+2,010
+10% +$22.5K
PXD
506
DELISTED
Pioneer Natural Resource Co.
PXD
$259K 0.04%
2,062
+97
+5% +$13.3K
IGIB icon
507
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$258K 0.04%
4,810
+432
+10% +$23.4K
IYC icon
508
iShares US Consumer Discretionary ETF
IYC
$1.12B
$258K 0.04%
7,124
-4,320
-38% -$157K
FNX icon
509
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$257K 0.04%
5,337
-6,407
-55% -$320K
KKR icon
510
KKR & Co
KKR
$89.2B
$256K 0.04%
16,450
+321
+2% +$5.49K
LDP icon
511
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$256K 0.04%
11,350
– –
PRFZ icon
512
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$255K 0.04%
13,555
-2,945
-18% -$56.8K
WRB icon
513
W.R. Berkley
WRB
$28B
$255K 0.04%
15,728
+1,469
+10% +$24K
GD icon
514
General Dynamics
GD
$105B
$252K 0.04%
1,833
+34
+2% +$4.86K
CQP icon
515
Cheniere Energy
CQP
$31.8B
$250K 0.04%
9,595
+272
+3% +$7.12K
DEM icon
516
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$250K 0.04%
+7,913
New +$272K
USO icon
517
United States Oil Fund
USO
$2.45B
$250K 0.04%
2,846
+286
+11% +$30.5K
EMC
518
DELISTED
EMC CORPORATION
EMC
$249K 0.03%
9,677
+80
+0.8% +$2.08K
NSC icon
519
Norfolk Southern
NSC
$78.8B
$248K 0.03%
2,927
+242
+9% +$20.7K
MBLY
520
DELISTED
Mobileye N.V.
MBLY
$248K 0.03%
5,866
-435
-7% -$19.4K
BSCG
521
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$248K 0.03%
11,251
+295
+3% +$6.54K
GBAB
522
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$247K 0.03%
11,599
+10
+0.1% +$218
PB icon
523
Prosperity Bancshares
PB
$8.77B
$247K 0.03%
5,153
+130
+3% +$6.68K
SA
524
Seabridge Gold
SA
$2.8B
$246K 0.03%
29,714
+2,035
+7% +$16K
TYL icon
525
Tyler Technologies
TYL
$12.2B
$246K 0.03%
1,410
-65
-4% -$11.2K
19 20
21
22 23

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.