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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
501
Bausch Health
BHC
$1.65B
$243K 0.04%
1,365
-384
-22% -$89.5K
BSCG
502
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$243K 0.04%
10,956
+39
+0.4% +$865
BCS.PRA.CL
503
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$243K 0.04%
9,487
-250
-3% -$6.47K
BSCF
504
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$243K 0.04%
11,234
-17
-0.2% -$368
SBIO icon
505
ALPS Medical Breakthroughs ETF
SBIO
$202M
$242K 0.04%
+8,664
New +$302K
PHDG icon
506
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
$241K 0.04%
10,018
-350
-3% -$8.77K
UDN icon
507
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
$240K 0.04%
10,925
– –
SGDM icon
508
Sprott Gold Miners ETF
SGDM
$551M
$239K 0.04%
19,033
-5,773
-23% -$76.8K
PXD
509
DELISTED
Pioneer Natural Resource Co.
PXD
$239K 0.04%
1,965
– –
GDX icon
510
VanEck Gold Miners ETF
GDX
$23B
$238K 0.04%
17,328
+5,350
+45% +$77.2K
IGIB icon
511
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$238K 0.04%
4,378
-348
-7% -$18.9K
DES icon
512
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$237K 0.04%
11,289
-2,289
-17% -$51.1K
SIRE
513
DELISTED
Sisecam Resources LP
SIRE
$237K 0.04%
12,094
-4,640
-28% -$107K
BIG
514
DELISTED
Big Lots, Inc.
BIG
$235K 0.04%
+4,904
New +$218K
PDN icon
515
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$234K 0.04%
9,231
+1
+0% +$27
SYLD icon
516
Cambria Shareholder Yield ETF
SYLD
$982M
$232K 0.04%
7,975
-39,997
-83% -$1.23M
XMLV icon
517
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$232K 0.04%
7,146
-849
-11% -$28.5K
EMC
518
DELISTED
EMC CORPORATION
EMC
$232K 0.04%
9,597
-979
-9% -$24.7K
NVDA icon
519
NVIDIA
NVDA
$5.01T
$231K 0.04%
+374,840
New +$203K
CURE icon
520
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
$230K 0.04%
8,700
-1,751
-17% -$64.3K
PSQ icon
521
ProShares Short QQQ
PSQ
$694M
$230K 0.04%
+790
New +$220K
WRB icon
522
W.R. Berkley
WRB
$28B
$230K 0.04%
+14,259
New +$234K
IEUR icon
523
iShares Core MSCI Europe ETF
IEUR
$8.66B
$228K 0.04%
5,469
-1,609
-23% -$71.6K
DNP icon
524
DNP Select Income Fund
DNP
$4.18B
$227K 0.04%
25,266
-13,682
-35% -$135K
PXF icon
525
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$227K 0.04%
6,348
+2
+0% +$78
19 20
21
22 23

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.