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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 6.76%
2 Healthcare 6.45%
3 Energy 4.81%
4 Consumer Staples 4.58%
5 Financials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
501
DELISTED
Maxim Integrated Products
MXIM
$287K 0.04%
+8,307
New +$284K
BNDX icon
502
Vanguard Total International Bond ETF
BNDX
$82B
$285K 0.04%
5,445
-955
-15% -$50.7K
GD icon
503
General Dynamics
GD
$105B
$285K 0.04%
2,013
+169
+9% +$23.5K
MLPI
504
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$285K 0.04%
8,129
+236
+3% +$9.03K
URI icon
505
United Rentals
URI
$71.1B
$282K 0.04%
+3,213
New +$308K
RWR icon
506
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$280K 0.04%
3,324
+186
+6% +$16.7K
FAD icon
507
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$279K 0.04%
5,463
– –
EMC
508
DELISTED
EMC CORPORATION
EMC
$279K 0.04%
10,576
-2,181
-17% -$58.2K
HTS
509
DELISTED
HATTERAS FINANCIAL CORP
HTS
$279K 0.04%
17,129
-657
-4% -$11.8K
RZG icon
510
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
$278K 0.04%
9,255
-96
-1% -$2.86K
PCEF icon
511
Invesco CEF Income Composite ETF
PCEF
$812M
$277K 0.04%
12,112
-239
-2% -$5.67K
APC
512
DELISTED
Anadarko Petroleum
APC
$276K 0.04%
3,536
+194
+6% +$16.8K
HOG icon
513
Harley-Davidson
HOG
$2.68B
$275K 0.04%
4,884
-1,264
-21% -$72.3K
PXD
514
DELISTED
Pioneer Natural Resource Co.
PXD
$273K 0.04%
1,965
-130
-6% -$20.6K
MON
515
DELISTED
Monsanto Co
MON
$273K 0.04%
2,560
-47
-2% -$5.45K
EVO
516
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$272K 0.04%
20,487
-4,919
-19% -$66.6K
RCAP
517
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$271K 0.04%
35,315
-343
-1% -$2.78K
MORL
518
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$270K 0.04%
16,200
+5,700
+54% +$110K
OKE icon
519
Oneok
OKE
$58.7B
$269K 0.04%
6,825
-254
-4% -$11.3K
WWAV
520
DELISTED
The WhiteWave Foods Company
WWAV
$269K 0.04%
+5,495
New +$257K
PHDG icon
521
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.2M
$268K 0.04%
10,368
-13,395
-56% -$358K
AIVI icon
522
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$267K 0.04%
6,275
-615
-9% -$27.9K
MCK icon
523
McKesson
MCK
$98.5B
$267K 0.04%
1,188
-500
-30% -$116K
BTI icon
524
British American Tobacco
BTI
$132B
$266K 0.04%
4,922
-734
-13% -$40.5K
XMLV icon
525
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$266K 0.04%
7,995
-1,109
-12% -$37.3K
19 20
21
22 23

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.