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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
501
DELISTED
Rite Aid Corporation
RAD
$319K 0.04%
1,834
+23
+1% +$3.58K
TRND
502
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$318K 0.04%
7,981
+850
+12% +$33.8K
IP icon
503
International Paper
IP
$22.3B
$317K 0.04%
6,024
+41
+0.7% +$2.13K
BPL
504
DELISTED
Buckeye Partners, L.P.
BPL
$317K 0.04%
4,202
-242
-5% -$18.2K
POT
505
DELISTED
Potash Corp Of Saskatchewan
POT
$313K 0.04%
9,700
-871
-8% -$30.6K
DKS icon
506
Dick's Sporting Goods
DKS
$18.4B
$311K 0.04%
5,458
+500
+10% +$27.4K
HSP
507
DELISTED
HOSPIRA INC
HSP
$311K 0.04%
3,536
– –
OXY icon
508
Occidental Petroleum
OXY
$57B
$310K 0.04%
4,256
-3,767
-47% -$291K
XMLV icon
509
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$309K 0.04%
9,104
-1,745
-16% -$58.6K
FTR
510
DELISTED
Frontier Communications Corp.
FTR
$309K 0.04%
2,919
+60
+2% +$6.64K
VAW icon
511
Vanguard Materials ETF
VAW
$3B
$308K 0.04%
+2,834
New +$308K
RCI icon
512
Rogers Communications
RCI
$17.7B
$307K 0.04%
9,157
+360
+4% +$13K
RF icon
513
Regions Financial
RF
$26.3B
$307K 0.04%
32,474
– –
VPU
514
Vanguard Utilities ETF
VPU
$8.83B
$307K 0.04%
3,172
-27
-0.8% -$2.71K
CWEN icon
515
Clearway Energy Class C
CWEN
$5B
$305K 0.04%
+12,026
New +$313K
NRP icon
516
Natural Resource Partners
NRP
$1.3B
$304K 0.04%
4,478
-210
-4% -$17.2K
AIVI icon
517
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$302K 0.04%
6,890
+179
+3% +$7.87K
AVNS icon
518
Avanos Medical
AVNS
$1.17B
$302K 0.04%
+6,141
New +$284K
FNX icon
519
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$302K 0.04%
5,536
+46
+0.8% +$2.44K
NMM icon
520
Navios Maritime Partners
NMM
$2.25B
$302K 0.04%
1,805
+26
+1% +$4.69K
TRP icon
521
TC Energy
TRP
$73.5B
$302K 0.04%
7,065
+1,167
+20% +$52.1K
VO icon
522
Vanguard Mid-Cap ETF
VO
$106B
$302K 0.04%
9,092
+988
+12% +$31.1K
CPB icon
523
Campbell Soup
CPB
$6.51B
$301K 0.04%
6,458
-1,181
-15% -$54.5K
USB icon
524
US Bancorp
USB
$99.6B
$300K 0.04%
6,864
+137
+2% +$6K
PXF icon
525
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$299K 0.04%
7,293
+87
+1% +$3.52K
19 20
21
22 23

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.