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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
476
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$1.23M 0.04%
31,460
+324
+1% +$12.9K
EMLP icon
477
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
$1.23M 0.04%
51,797
-1,908
-4% -$46.4K
PNC icon
478
PNC Financial Services
PNC
$99.2B
$1.23M 0.04%
6,267
-374
-6% -$70.6K
BSJN
479
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.22M 0.04%
48,230
-295
-0.6% -$7.49K
CMI icon
480
Cummins
CMI
$90B
$1.22M 0.04%
5,430
+367
+7% +$86K
PAVE icon
481
Global X US Infrastructure Development ETF
PAVE
$14B
$1.22M 0.04%
47,866
-152,166
-76% -$4.01M
OLED icon
482
Universal Display
OLED
$3.78B
$1.21M 0.04%
7,094
+422
+6% +$87.4K
DBEM icon
483
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$1.21M 0.04%
44,338
+2,268
+5% +$63.1K
HYLD
484
DELISTED
High Yield ETF
HYLD
$1.2M 0.04%
37,537
+1,805
+5% +$58.3K
BIBL icon
485
Inspire 100 ETF
BIBL
$490M
$1.19M 0.04%
28,001
+123
+0.4% +$5.4K
PPL
486
PPL Corp
PPL
$27.1B
$1.18M 0.04%
42,459
+2,361
+6% +$68.1K
MSTR icon
487
Strategy Inc
MSTR
$35.7B
$1.18M 0.04%
+20,420
New +$1.31M
AN icon
488
AutoNation
AN
$7.1B
$1.18M 0.04%
9,651
-1,760
-15% -$199K
PTLC icon
489
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$1.17M 0.04%
31,077
-396
-1% -$15.3K
LULU icon
490
lululemon athletica
LULU
$13.4B
$1.17M 0.04%
2,893
-288
-9% -$115K
IAGG icon
491
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.17M 0.04%
21,252
+1,842
+9% +$102K
BSJO
492
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.16M 0.04%
46,465
-148
-0.3% -$3.71K
BSJM
493
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1.16M 0.04%
50,056
+1,223
+3% +$28.5K
LIT icon
494
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$1.16M 0.03%
14,136
-5,478
-28% -$449K
DOCS icon
495
Doximity
DOCS
$3.8B
$1.15M 0.03%
+14,199
New +$1.04M
XBI icon
496
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$1.14M 0.03%
9,091
-704
-7% -$90.7K
ZM icon
497
Zoom
ZM
$26.7B
$1.14M 0.03%
4,366
+217
+5% +$73.2K
COP icon
498
ConocoPhillips
COP
$142B
$1.14M 0.03%
16,769
-4,039
-19% -$233K
USB icon
499
US Bancorp
USB
$98.6B
$1.13M 0.03%
19,070
-742
-4% -$42.3K
REZ icon
500
iShares Residential and Multisector Real Estate ETF
REZ
$905M
$1.13M 0.03%
13,213
-283
-2% -$25.1K
18 19
20
21 22

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.