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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
476
Corteva
CTVA
$59.5B
$518K 0.03%
22,049
+2,074
+10% +$57K
MPT
477
Medical Properties Trust
MPT
$2.88B
$517K 0.03%
29,877
+2,728
+10% +$57K
LHX icon
478
L3Harris
LHX
$55.4B
$514K 0.03%
2,853
-370
-11% -$75.8K
VBK icon
479
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$512K 0.03%
3,408
-1,284
-27% -$238K
BSJL
480
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$507K 0.03%
22,896
-1,149
-5% -$27.4K
PSLV icon
481
Sprott Physical Silver Trust
PSLV
$11.7B
$505K 0.03%
96,621
+36,191
+60% +$223K
FE icon
482
FirstEnergy
FE
$29B
$502K 0.03%
12,528
+959
+8% +$44.6K
BIIB icon
483
Biogen
BIIB
$31.7B
$500K 0.03%
1,579
+388
+33% +$118K
BSJM
484
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$498K 0.03%
23,002
-2,239
-9% -$52.8K
CHD icon
485
Church & Dwight Co
CHD
$23.6B
$491K 0.03%
7,655
-1,155
-13% -$82K
PVH icon
486
PVH
PVH
$3.97B
$489K 0.03%
12,983
+1,102
+9% +$84.2K
BSAE
487
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$488K 0.03%
19,742
+1,069
+6% +$27.1K
KBE icon
488
State Street SPDR S&P Bank ETF
KBE
$1.65B
$486K 0.03%
+18,013
New +$721K
ESGE icon
489
iShares ESG Aware MSCI EM ETF
ESGE
$6.28B
$483K 0.03%
+17,643
New +$583K
HYGV icon
490
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$483K 0.03%
11,790
-325
-3% -$15.1K
FDL icon
491
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.94B
$480K 0.03%
21,491
-3,262
-13% -$94.1K
FMB icon
492
First Trust Managed Municipal ETF
FMB
$2.05B
$475K 0.03%
8,779
-741
-8% -$41.2K
LYB icon
493
LyondellBasell Industries
LYB
$19.4B
$474K 0.03%
9,546
-1,511
-14% -$111K
BSBE
494
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$474K 0.03%
19,343
+1,056
+6% +$27.1K
BNDC icon
495
FlexShares Core Select Bond Fund
BNDC
$168M
$473K 0.03%
18,240
+1,550
+9% +$40K
HR icon
496
Healthcare Realty
HR
$7.59B
$469K 0.03%
19,309
-238
-1% -$7.19K
NOW icon
497
ServiceNow
NOW
$120B
$469K 0.03%
8,190
+515
+7% +$32.2K
OEF icon
498
iShares S&P 100 ETF
OEF
$19.7B
$468K 0.03%
3,949
-62
-2% -$8.54K
BSCE
499
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$467K 0.03%
19,219
+1,049
+6% +$27.1K
EPD icon
500
Enterprise Products Partners
EPD
$84.4B
$466K 0.03%
32,591
-9,423
-22% -$219K
18 19
20
21 22

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.