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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
476
Air Products & Chemicals
APD
$63.7B
$744K 0.03%
3,166
-75
-2% -$16.9K
PWB icon
477
Invesco Large Cap Growth ETF
PWB
$2.48B
$740K 0.03%
14,394
+478
+3% +$23.5K
GNL icon
478
Global Net Lease
GNL
$2.06B
$739K 0.03%
36,430
+1,789
+5% +$35.3K
GSY icon
479
Invesco Ultra Short Duration ETF
GSY
$3.93B
$739K 0.03%
14,668
+3,068
+26% +$155K
APO icon
480
Apollo Global Management
APO
$74.4B
$736K 0.03%
15,431
-4,783
-24% -$204K
YETI icon
481
Yeti Holdings
YETI
$3.01B
$735K 0.03%
21,147
-550
-3% -$17.3K
AAPL icon
482
CALL
Apple
AAPL
$4.92T
$734K 0.03%
10,000
-2,800
-22% -$180K
AOK icon
483
iShares Core Conservative Allocation ETF
AOK
$787M
$734K 0.03%
20,255
+1,045
+5% +$37.5K
VDC icon
484
Vanguard Consumer Staples ETF
VDC
$7.71B
$730K 0.03%
4,526
-45
-1% -$7.07K
IBB icon
485
iShares Biotechnology ETF
IBB
$10.5B
$729K 0.03%
6,051
-123
-2% -$13.7K
AZN icon
486
AstraZeneca
AZN
$258B
$726K 0.03%
7,277
+47
+0.7% +$4.42K
FIW icon
487
First Trust Water ETF
FIW
$1.75B
$720K 0.03%
12,012
+1,149
+11% +$66K
FSK icon
488
FS KKR Capital
FSK
$3.24B
$719K 0.03%
29,334
+7,670
+35% +$183K
GIGB icon
489
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
$714K 0.03%
+13,576
New +$712K
PSEC icon
490
Prospect Capital
PSEC
$1.15B
$714K 0.03%
110,931
-6,289
-5% -$41K
SQM icon
491
Sociedad Química y Minera de Chile
SQM
$20.5B
$713K 0.03%
26,723
+2,490
+10% +$65.6K
STT icon
492
State Street
STT
$50.3B
$712K 0.03%
8,996
+907
+11% +$63.9K
WHR icon
493
Whirlpool
WHR
$2.15B
$711K 0.03%
4,818
-492
-9% -$74.3K
POCT icon
494
Innovator US Equity Power Buffer ETF October
POCT
$948M
$710K 0.03%
28,194
-8,521
-23% -$214K
IAGG icon
495
iShares Core International Aggregate Bond Fund
IAGG
$11.8B
$707K 0.03%
12,908
+1,342
+12% +$73.9K
IEUR icon
496
iShares Core MSCI Europe ETF
IEUR
$9.13B
$707K 0.03%
14,181
+5,679
+67% +$271K
AMAT icon
497
Applied Materials
AMAT
$331B
$700K 0.03%
11,473
+1,132
+11% +$63.6K
SMAR
498
DELISTED
Smartsheet Inc.
SMAR
$695K 0.03%
15,463
+4,863
+46% +$201K
TT icon
499
Trane Technologies
TT
$93.1B
$692K 0.03%
5,203
+157
+3% +$19.9K
RESN
500
DELISTED
Resonant Inc.
RESN
$684K 0.03%
282,750
+32,500
+13% +$75.3K
18 19
20
21 22

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.