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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Air Products & Chemicals
APD
$66.3B
| $744K | 0.03% |
3,166
-75
| -2% | -$16.9K |
|
477
Invesco Large Cap Growth ETF
PWB
$2.29B
| $740K | 0.03% |
14,394
+478
| +3% | +$23.5K |
|
478
Global Net Lease
GNL
$1.87B
| $739K | 0.03% |
36,430
+1,789
| +5% | +$35.3K |
|
479
Invesco Ultra Short Duration ETF
GSY
$3.82B
| $739K | 0.03% |
14,668
+3,068
| +26% | +$155K |
|
480
Apollo Global Management
APO
$70.7B
| $736K | 0.03% |
15,431
-4,783
| -24% | -$204K |
|
481
Yeti Holdings
YETI
$3.82B
| $735K | 0.03% |
21,147
-550
| -3% | -$17.3K |
|
482
CALL
Apple
AAPL
$4.89T
| $734K | 0.03% |
10,000
-2,800
| -22% | -$180K |
|
483
iShares Core Conservative Allocation ETF
AOK
$803M
| $734K | 0.03% |
20,255
+1,045
| +5% | +$37.5K |
|
484
Vanguard Consumer Staples ETF
VDC
$7.86B
| $730K | 0.03% |
4,526
-45
| -1% | -$7.07K |
|
485
iShares Biotechnology ETF
IBB
$9.31B
| $729K | 0.03% |
6,051
-123
| -2% | -$13.7K |
|
486
AstraZeneca
AZN
$263B
| $726K | 0.03% |
7,277
+47
| +0.7% | +$4.42K |
|
487
First Trust Water ETF
FIW
$1.84B
| $720K | 0.03% |
12,012
+1,149
| +11% | +$66K |
|
488
FS KKR Capital
FSK
$2.98B
| $719K | 0.03% |
29,334
+7,670
| +35% | +$183K |
|
489
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$957M
| $714K | 0.03% |
+13,576
| New | +$712K |
|
490
Prospect Capital
PSEC
$1.06B
| $714K | 0.03% |
110,931
-6,289
| -5% | -$41K |
|
491
Sociedad Química y Minera de Chile
SQM
$19.6B
| $713K | 0.03% |
26,723
+2,490
| +10% | +$65.6K |
|
492
State Street
STT
$50.9B
| $712K | 0.03% |
8,996
+907
| +11% | +$63.9K |
|
493
Whirlpool
WHR
$2.42B
| $711K | 0.03% |
4,818
-492
| -9% | -$74.3K |
|
494
Innovator US Equity Power Buffer ETF October
POCT
$963M
| $710K | 0.03% |
28,194
-8,521
| -23% | -$214K |
|
495
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
| $707K | 0.03% |
12,908
+1,342
| +12% | +$73.9K |
|
496
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $707K | 0.03% |
14,181
+5,679
| +67% | +$271K |
|
497
Applied Materials
AMAT
$426B
| $700K | 0.03% |
11,473
+1,132
| +11% | +$63.6K |
|
|
SMAR
498
DELISTED
Smartsheet Inc.
SMAR
| $695K | 0.03% |
15,463
+4,863
| +46% | +$201K |
|
499
Trane Technologies
TT
$106B
| $692K | 0.03% |
5,203
+157
| +3% | +$19.9K |
|
|
RESN
500
DELISTED
Resonant Inc.
RESN
| $684K | 0.03% |
282,750
+32,500
| +13% | +$75.3K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.