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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
476
Baxter International
BAX
$11.6B
$679K 0.03%
7,765
+107
+1% +$9.13K
GNL icon
477
Global Net Lease
GNL
$1.87B
$676K 0.03%
34,641
-1,500
-4% -$29.2K
PWB icon
478
Invesco Large Cap Growth ETF
PWB
$2.29B
$673K 0.03%
13,916
+49
+0.4% +$2.4K
SQM icon
479
Sociedad Química y Minera de Chile
SQM
$19.6B
$673K 0.03%
24,233
+3,096
+15% +$85.4K
HDMV icon
480
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$672K 0.03%
+20,195
New +$671K
MKL icon
481
Markel Group
MKL
$25B
$670K 0.03%
567
-7
-1% -$7.95K
CIK
482
Credit Suisse Asset Management Income Fund
CIK
$133M
$665K 0.03%
211,150
+12,189
+6% +$38.3K
RPM icon
483
RPM International
RPM
$13.7B
$663K 0.03%
9,631
-317
-3% -$21K
EMQQ icon
484
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$660K 0.03%
21,149
-1,860
-8% -$59.5K
DBEF icon
485
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$654K 0.03%
20,216
+388
+2% +$12.2K
FXO icon
486
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$651K 0.03%
20,453
-8,219
-29% -$260K
LHX icon
487
L3Harris
LHX
$55.9B
$649K 0.03%
+3,112
New +$637K
AZN icon
488
AstraZeneca
AZN
$263B
$645K 0.03%
7,230
-336
-4% -$29.1K
IAGG icon
489
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$645K 0.03%
11,566
+501
+5% +$27.7K
BKLN icon
490
Invesco Senior Loan ETF
BKLN
$7.1B
$644K 0.03%
28,517
+3,284
+13% +$74.5K
BCE icon
491
BCE
BCE
$19.9B
$643K 0.03%
13,290
-741
-5% -$34.7K
GUNR icon
492
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$641K 0.03%
20,573
+4,270
+26% +$135K
CWB icon
493
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$640K 0.03%
12,192
-1,074
-8% -$56.9K
DVYE icon
494
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$640K 0.03%
17,107
-260
-1% -$10.2K
ACWI icon
495
iShares MSCI ACWI ETF
ACWI
$32.6B
$639K 0.03%
8,666
-54,856
-86% -$4.02M
LRCX icon
496
Lam Research
LRCX
$382B
$637K 0.03%
27,550
+800
+3% +$16.8K
SPGI icon
497
S&P Global
SPGI
$126B
$637K 0.03%
2,601
+1,000
+62% +$250K
RDIV icon
498
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$632K 0.03%
16,766
-31,584
-65% -$1.16M
JPI
499
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$631K 0.03%
25,505
– –
BSJM
500
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$631K 0.03%
25,903
+859
+3% +$21K
18 19
20
21 22

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.