We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
476
Vanguard Financials ETF
VFH
$13.3B
$575K 0.03%
8,903
-1,275
-13% -$82.7K
JPI
477
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$573K 0.03%
25,505
– –
FE icon
478
FirstEnergy
FE
$28.9B
$568K 0.03%
13,654
-1,006
-7% -$40K
WMB icon
479
Williams Companies
WMB
$90.5B
$565K 0.03%
+19,655
New +$527K
ICE icon
480
Intercontinental Exchange
ICE
$82.4B
$562K 0.03%
7,377
+1,470
+25% +$110K
MPT
481
Medical Properties Trust
MPT
$2.89B
$559K 0.03%
30,175
+3,523
+13% +$62.8K
FAST icon
482
Fastenal
FAST
$54B
$552K 0.03%
34,328
-6,240
-15% -$93.9K
TIER
483
DELISTED
TIER REIT, Inc.
TIER
$550K 0.03%
19,200
– –
IEUR icon
484
iShares Core MSCI Europe ETF
IEUR
$8.66B
$549K 0.03%
11,974
-434
-3% -$19.3K
QYLD icon
485
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$547K 0.03%
24,100
+11,812
+96% +$262K
SJM icon
486
J.M. Smucker
SJM
$12.6B
$547K 0.03%
4,693
-277
-6% -$29K
BALL icon
487
Ball Corp
BALL
$17B
$545K 0.03%
+9,418
New +$502K
IUSB icon
488
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$545K 0.03%
10,779
-249
-2% -$12.4K
DEO icon
489
Diageo
DEO
$46.2B
$539K 0.03%
3,294
-251
-7% -$38.3K
MDIV icon
490
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$536K 0.03%
29,150
+1,029
+4% +$18.6K
DBEF icon
491
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$535K 0.03%
17,144
+2,775
+19% +$83.4K
PGR icon
492
Progressive
PGR
$124B
$535K 0.03%
7,415
+2,808
+61% +$192K
PSA icon
493
Public Storage
PSA
$60.2B
$535K 0.03%
2,454
+1,056
+76% +$221K
XAR icon
494
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$533K 0.03%
5,809
-357
-6% -$32K
DLTR icon
495
Dollar Tree
DLTR
$23.1B
$530K 0.03%
5,050
-433
-8% -$42.5K
EGO icon
496
Eldorado Gold
EGO
$8.31B
$530K 0.03%
+114,476
New +$446K
BSJN
497
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$527K 0.03%
+20,264
New +$521K
CL icon
498
Colgate-Palmolive
CL
$72.6B
$526K 0.03%
7,672
-711
-8% -$45.9K
EMN icon
499
Eastman Chemical
EMN
$7.8B
$524K 0.03%
6,910
+3,206
+87% +$255K
HSBC icon
500
HSBC
HSBC
$355B
$524K 0.03%
13,057
-4,621
-26% -$186K
18 19
20
21 22

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.