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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PI icon
476
Impinj
PI
$3.89B
$431K 0.04%
10,360
-6,238
-38% -$263K
CRM icon
477
Salesforce
CRM
$134B
$430K 0.04%
4,608
+250
+6% +$23K
PCY icon
478
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$430K 0.04%
14,437
+693
+5% +$20.5K
ESRX
479
DELISTED
Express Scripts Holding Company
ESRX
$430K 0.04%
6,795
+926
+16% +$57.5K
WY icon
480
Weyerhaeuser
WY
$17.3B
$429K 0.04%
12,613
+4,282
+51% +$141K
CBI
481
DELISTED
Chicago Bridge & Iron Nv
CBI
$426K 0.04%
25,356
-96
-0.4% -$1.47K
SPAB icon
482
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$425K 0.04%
14,740
+26
+0.2% +$751
EPR icon
483
EPR Properties
EPR
$4.86B
$423K 0.03%
6,063
+2,764
+84% +$195K
VXF icon
484
Vanguard Extended Market ETF
VXF
$30.3B
$423K 0.03%
3,944
-22
-0.6% -$2.27K
QDF icon
485
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$422K 0.03%
9,956
-54
-0.5% -$2.24K
GS icon
486
Goldman Sachs
GS
$313B
$421K 0.03%
1,777
-463
-21% -$104K
FXH icon
487
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$416K 0.03%
6,168
+940
+18% +$62.7K
B
488
Barrick Mining
B
$62.2B
$415K 0.03%
25,765
+1,955
+8% +$32.7K
HYLD
489
DELISTED
High Yield ETF
HYLD
$415K 0.03%
11,527
-2,098
-15% -$75.5K
AIVL icon
490
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$414K 0.03%
4,907
+23
+0.5% +$1.9K
PJP icon
491
Invesco Pharmaceuticals ETF
PJP
$425M
$414K 0.03%
6,327
+472
+8% +$29.8K
XHR
492
Xenia Hotels & Resorts
XHR
$1.98B
$414K 0.03%
19,657
+1,671
+9% +$33.5K
GDXJ icon
493
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$413K 0.03%
12,293
-303
-2% -$10.2K
OEF icon
494
iShares S&P 100 ETF
OEF
$19.8B
$411K 0.03%
3,693
+255
+7% +$27.9K
AB icon
495
AllianceBernstein
AB
$3.47B
$410K 0.03%
16,866
+39
+0.2% +$939
KBND
496
DELISTED
KraneShares Bloomberg China Bond Inclusion Index ETF
KBND
$410K 0.03%
+11,846
New +$406K
TOTL icon
497
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$409K 0.03%
8,310
-72
-0.9% -$3.55K
PTLC icon
498
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$405K 0.03%
14,949
-19,208
-56% -$509K
TJX icon
499
TJX Companies
TJX
$170B
$405K 0.03%
10,994
-616
-5% -$21.9K
TWO
500
Two Harbors Investment
TWO
$1.27B
$405K 0.03%
5,021
+1,211
+32% +$96.8K
18 19
20
21 22

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.