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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
476
Alcoa
AA
$11.7B
$279K 0.04%
12,124
-1,990
-14% -$40.5K
VPU
477
Vanguard Utilities ETF
VPU
$8.83B
$278K 0.04%
2,582
-38
-1% -$3.8K
SLRC icon
478
SLR Investment Corp
SLRC
$706M
$276K 0.04%
15,950
-1,000
-6% -$16.7K
FPX icon
479
First Trust US Equity Opportunities ETF
FPX
$1.51B
$275K 0.04%
5,492
-118
-2% -$5.57K
CXT icon
480
Crane NXT
CXT
$3.04B
$273K 0.04%
+14,611
New +$249K
OKE icon
481
Oneok
OKE
$58.7B
$272K 0.04%
+9,108
New +$224K
BIZD icon
482
VanEck BDC Income ETF
BIZD
$1.58B
$271K 0.04%
16,454
-1,851
-10% -$28K
WY icon
483
Weyerhaeuser
WY
$17.3B
$271K 0.04%
+8,758
New +$234K
FTEC icon
484
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$270K 0.04%
8,141
-10,649
-57% -$329K
UBSI icon
485
United Bankshares
UBSI
$6.55B
$270K 0.04%
7,353
+1,617
+28% +$56.8K
FNX icon
486
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$269K 0.04%
5,422
+85
+2% +$3.89K
CBI
487
DELISTED
Chicago Bridge & Iron Nv
CBI
$269K 0.04%
7,360
-1,951
-21% -$69.8K
CSX icon
488
CSX Corp
CSX
$98.6B
$268K 0.04%
31,215
-1,419
-4% -$11.5K
PEG icon
489
Public Service Enterprise Group
PEG
$39.8B
$268K 0.04%
5,692
-2,226
-28% -$94.6K
ACG
490
DELISTED
AllianceBernstein Income Fund Inc
ACG
$268K 0.04%
34,081
+5,873
+21% +$45.3K
IGIB icon
491
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$267K 0.04%
4,866
+56
+1% +$3.02K
MAIN icon
492
Main Street Capital
MAIN
$4.97B
$267K 0.04%
8,510
-680
-7% -$19.8K
DEM icon
493
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$266K 0.04%
7,636
-277
-4% -$8.66K
GD icon
494
General Dynamics
GD
$105B
$265K 0.04%
2,015
+182
+10% +$24.1K
NUV icon
495
Nuveen Municipal Value Fund
NUV
$1.91B
$265K 0.04%
25,276
+1,539
+6% +$15.8K
ETY icon
496
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$264K 0.04%
24,758
+1,603
+7% +$16.5K
QQQX icon
497
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$264K 0.04%
14,306
+46
+0.3% +$806
WST icon
498
West Pharmaceutical
WST
$23.1B
$264K 0.04%
+3,808
New +$229K
ADP icon
499
Automatic Data Processing
ADP
$100B
$262K 0.04%
2,921
+100
+4% +$8.38K
ITW icon
500
Illinois Tool Works
ITW
$81.4B
$262K 0.04%
2,555
+165
+7% +$15.3K
18 19
20
21 22

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.