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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
(+13%)
Cap. Flow
+$65.6M
Cap. Flow
% of AUM
9.18%
Top 10 Holdings %
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.66M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.86M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$5.7M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.54M |
| 5 |
iShares MBS ETF
MBB
|
+$5.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.45M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$3.13M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$2.35M |
| 5 |
Service Corp International
SCI
|
+$2.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.8% |
| 2 | Technology | 5.68% |
| 3 | Consumer Staples | 5.32% |
| 4 | Industrials | 4.77% |
| 5 | Financials | 4.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
O-I Glass
OI
$1.39B
| $281K | 0.04% |
16,122
-4,065
| -20% | -$82K |
|
|
HPY
477
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
| $279K | 0.04% |
+2,944
| New | +$227K |
|
478
Republic Services
RSG
$66.7B
| $278K | 0.04% |
6,310
+361
| +6% | +$15.8K |
|
479
SLR Investment Corp
SLRC
$706M
| $278K | 0.04% |
16,950
-1,487
| -8% | -$25.6K |
|
480
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
| $277K | 0.04% |
3,941
-94
| -2% | -$6.7K |
|
481
Campbell Soup
CPB
$6.51B
| $276K | 0.04% |
5,249
+146
| +3% | +$7.48K |
|
482
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $276K | 0.04% |
+14,260
| New | +$272K |
|
483
Fidelity Limited Term Bond ETF
FLTB
$415M
| $275K | 0.04% |
+5,532
| New | +$277K |
|
|
CYS
484
DELISTED
CYS Investments Inc.
CYS
| $275K | 0.04% |
38,548
-2,687
| -7% | -$20.3K |
|
|
VQT
485
DELISTED
iPath S&P VEQTOR ETN
VQT
| $273K | 0.04% |
1,980
-3,977
| -67% | -$547K |
|
486
Expeditors International
EXPD
$22.9B
| $272K | 0.04% |
6,024
-141
| -2% | -$6.84K |
|
487
Invesco Senior Loan ETF
BKLN
$7.1B
| $270K | 0.04% |
12,059
-7,890
| -40% | -$180K |
|
488
Lumen
LUMN
$6.53B
| $270K | 0.04% |
10,749
-1,499
| -12% | -$40.2K |
|
|
WES
489
DELISTED
Western Gas Partners Lp
WES
| $270K | 0.04% |
5,685
+16
| +0.3% | +$770 |
|
490
Kohl's
KSS
$2.03B
| $269K | 0.04% |
+5,647
| New | +$261K |
|
491
MidCap Financial Investment
MFIC
$784M
| $269K | 0.04% |
17,197
-1,265
| -7% | -$21.6K |
|
492
Magna International
MGA
$17.9B
| $269K | 0.04% |
6,629
-791
| -11% | -$36.8K |
|
|
TWO
493
Two Harbors Investment
TWO
$1.27B
| $268K | 0.04% |
4,133
-245
| -6% | -$16.7K |
|
494
Main Street Capital
MAIN
$4.97B
| $267K | 0.04% |
9,190
-1,980
| -18% | -$59.5K |
|
|
AXAS
495
DELISTED
Abraxas Petroleum Corp
AXAS
| $266K | 0.04% |
12,550
+535
| +4% | +$14.7K |
|
496
Amplify Cybersecurity ETF
HACK
$2.63B
| $265K | 0.04% |
10,217
-3,284
| -24% | -$86.7K |
|
|
SVU
497
DELISTED
SUPERVALU Inc.
SVU
| $265K | 0.04% |
5,578
+442
| +9% | +$21.1K |
|
498
VanEck Gold Miners ETF
GDX
$23B
| $264K | 0.04% |
19,267
+1,939
| +11% | +$28.2K |
|
499
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $264K | 0.04% |
5,279
-568
| -10% | -$28.4K |
|
500
HP
HPQ
$23.5B
| $262K | 0.04% |
22,086
-12,534
| -36% | -$160K |
|
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Sigma Planning Corp's Q4 2015 Portfolio in Review
As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.
- Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
- Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
- Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
- Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
- Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
- Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.
Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.