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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
26
iShares Floating Rate Bond ETF
FLOT
$10.1B
$17.9M 0.57%
351,431
+105,222
+43% +$5.37M
JPM icon
27
JPMorgan Chase
JPM
$939B
$17.8M 0.57%
72,632
+1,674
+2% +$427K
AGG icon
28
iShares Core US Aggregate Bond ETF
AGG
$138B
$17.7M 0.56%
178,494
+843
+0.5% +$82.4K
MOAT icon
29
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$16.4M 0.52%
185,920
-15,554
-8% -$1.43M
BUFR icon
30
FT Vest Fund of Buffer ETFs
BUFR
$10B
$16.3M 0.52%
548,129
+71,190
+15% +$2.18M
IGIB icon
31
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$15.8M 0.5%
301,446
+48,793
+19% +$2.53M
USMV icon
32
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$15.3M 0.49%
163,872
+7,222
+5% +$665K
HD icon
33
Home Depot
HD
$332B
$14M 0.45%
38,174
+481
+1% +$187K
RSP icon
34
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$13.9M 0.44%
80,420
-9,738
-11% -$1.73M
V icon
35
Visa
V
$677B
$13.8M 0.44%
39,442
+522
+1% +$177K
LLY icon
36
Eli Lilly
LLY
$1.07T
$13.8M 0.44%
16,699
-640
-4% -$533K
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$3.91T
$13.6M 0.43%
87,716
+5,328
+6% +$966K
MUB icon
38
iShares National Muni Bond ETF
MUB
$45.1B
$13.2M 0.42%
125,060
-7,646
-6% -$813K
VTV icon
39
Vanguard Value ETF
VTV
$189B
$13M 0.41%
75,151
+6,458
+9% +$1.13M
JEPI icon
40
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$13M 0.41%
227,110
+14,008
+7% +$816K
VTI icon
41
Vanguard Total Stock Market ETF
VTI
$654B
$13M 0.41%
47,129
+1,092
+2% +$317K
QUAL icon
42
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$12.9M 0.41%
75,291
+1,615
+2% +$289K
AVGO icon
43
Broadcom
AVGO
$1.82T
$12.5M 0.4%
74,858
+13,839
+23% +$2.93M
TSLA icon
44
Tesla
TSLA
$1.24T
$12.1M 0.38%
46,565
+2,211
+5% +$737K
SCHX icon
45
Schwab US Large- Cap ETF
SCHX
$70.9B
$12M 0.38%
544,607
-29,208
-5% -$680K
XLK icon
46
State Street Technology Select Sector SPDR ETF
XLK
$115B
$11.5M 0.37%
110,954
+7,706
+7% +$874K
IUSV icon
47
iShares Core S&P US Value ETF
IUSV
$27.2B
$11.4M 0.36%
123,992
-1,737
-1% -$163K
IAU icon
48
iShares Gold Trust
IAU
$63B
$11.4M 0.36%
193,360
+35,614
+23% +$1.93M
IOO icon
49
iShares Global 100 ETF
IOO
$8.56B
$10.6M 0.34%
110,019
-30,836
-22% -$3.12M
XOM icon
50
ExxonMobil
XOM
$651B
$10.3M 0.33%
86,951
+407
+0.5% +$45K
1
2
3 4 5

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.