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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
26
SPDR Gold Trust
GLD
$131B
$17.9M 0.55%
73,503
-1,287
-2% -$295K
META icon
27
Meta Platforms (Facebook)
META
$1.51T
$17.7M 0.54%
30,947
-1,463
-5% -$753K
LLY icon
28
Eli Lilly
LLY
$1.07T
$16.6M 0.51%
18,721
-2
-0% -$1.8K
IOO icon
29
iShares Global 100 ETF
IOO
$8.56B
$16.2M 0.5%
163,495
-369
-0.2% -$35.6K
JEPI icon
30
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$16.2M 0.5%
272,311
-3,473
-1% -$200K
MUB icon
31
iShares National Muni Bond ETF
MUB
$45.1B
$15.7M 0.48%
144,912
-2,265
-2% -$244K
RSP icon
32
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$15.6M 0.48%
86,852
+1,612
+2% +$275K
FIXD icon
33
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$15.5M 0.48%
343,577
-20,041
-6% -$894K
SDVY icon
34
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$15.5M 0.47%
424,764
+8,542
+2% +$298K
COST icon
35
Costco
COST
$415B
$15.3M 0.47%
17,235
+424
+3% +$368K
FLOT icon
36
iShares Floating Rate Bond ETF
FLOT
$10.1B
$15.2M 0.47%
297,568
-56,869
-16% -$2.9M
JPM icon
37
JPMorgan Chase
JPM
$939B
$15M 0.46%
70,994
-349
-0.5% -$73.5K
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$14.8M 0.45%
161,741
+3,128
+2% +$276K
IGIB icon
39
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$13.5M 0.41%
252,079
-74,098
-23% -$3.91M
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$3.91T
$13.5M 0.41%
81,362
-2,905
-3% -$487K
VTI icon
41
Vanguard Total Stock Market ETF
VTI
$654B
$13.4M 0.41%
47,289
-366
-0.8% -$99.8K
HD icon
42
Home Depot
HD
$332B
$13.1M 0.4%
32,222
-675
-2% -$246K
SCHX icon
43
Schwab US Large- Cap ETF
SCHX
$70.9B
$13M 0.4%
576,939
+22,770
+4% +$496K
QUAL icon
44
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$12.6M 0.39%
70,454
+1,842
+3% +$319K
BUFR icon
45
FT Vest Fund of Buffer ETFs
BUFR
$10B
$12.5M 0.38%
418,913
+103,987
+33% +$3.04M
BIV icon
46
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$12M 0.37%
153,493
+32,547
+27% +$2.51M
PG icon
47
Procter & Gamble
PG
$343B
$12M 0.37%
69,373
-2,317
-3% -$393K
VTV icon
48
Vanguard Value ETF
VTV
$189B
$11.9M 0.36%
68,113
+105
+0.2% +$17.6K
XLK icon
49
State Street Technology Select Sector SPDR ETF
XLK
$115B
$11.5M 0.35%
101,518
-8,818
-8% -$968K
IUSV icon
50
iShares Core S&P US Value ETF
IUSV
$27.2B
$11.3M 0.35%
118,111
+3,803
+3% +$350K
1
2
3 4 5

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.