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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
(+7.6%)
Cap. Flow
+$69.9M
Cap. Flow
% of AUM
2.32%
Top 10 Holdings %
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12.2M |
| 2 |
SPDR Gold Trust
GLD
|
+$8.86M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$7.77M |
| 4 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$7.48M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$6.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$5.92M |
| 2 |
Pacer Trendpilot US Large Cap ETF
PTLC
|
+$5.7M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$5.18M |
| 4 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$4.65M |
| 5 |
iShares Core Dividend Growth ETF
DGRO
|
+$4.61M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.47% |
| 2 | Healthcare | 4.8% |
| 3 | Consumer Discretionary | 4.45% |
| 4 | Financials | 4.25% |
| 5 | Industrials | 3.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Johnson & Johnson
JNJ
$635B
| $16.4M | 0.54% |
105,780
+2,164
| +2% | +$349K |
|
27
AbbVie
ABBV
$458B
| $16.4M | 0.54% |
102,697
-3,621
| -3% | -$554K |
|
28
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $15.7M | 0.52% |
264,101
+26,409
| +11% | +$1.57M |
|
29
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $15.1M | 0.5% |
167,255
-8,692
| -5% | -$772K |
|
30
Berkshire Hathaway Class B
BRK.B
$1.07T
| $14.7M | 0.49% |
47,599
+1,492
| +3% | +$460K |
|
31
First Trust Capital Strength ETF
FTCS
$7.88B
| $14.5M | 0.48% |
199,239
-5,161
| -3% | -$381K |
|
32
Tesla
TSLA
$1.24T
| $14.3M | 0.48% |
69,065
+9,773
| +16% | +$1.7M |
|
33
Alphabet (Google) Class A
GOOGL
$3.91T
| $14.2M | 0.47% |
137,321
-689
| -0.5% | -$66.1K |
|
34
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $14.1M | 0.47% |
340,740
-54,116
| -14% | -$2.31M |
|
35
First Trust Value Line Dividend Fund
FVD
$8.29B
| $13.6M | 0.45% |
339,656
-19,180
| -5% | -$769K |
|
|
36
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
| $13.5M | 0.45% |
267,298
+243,600
| +1,028% | +$12.2M |
|
37
JPMorgan Chase
JPM
$939B
| $13.4M | 0.45% |
103,025
+9,818
| +11% | +$1.35M |
|
38
ExxonMobil
XOM
$651B
| $13.3M | 0.44% |
120,867
-2,794
| -2% | -$309K |
|
39
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $13.2M | 0.44% |
262,705
-25,795
| -9% | -$1.3M |
|
40
iShares National Muni Bond ETF
MUB
$45.1B
| $13.1M | 0.44% |
121,626
-4,255
| -3% | -$455K |
|
41
Procter & Gamble
PG
$343B
| $12.5M | 0.41% |
83,905
-377
| -0.4% | -$53.9K |
|
42
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $12.4M | 0.41% |
275,045
+132,195
| +93% | +$5.92M |
|
43
Home Depot
HD
$332B
| $12M | 0.4% |
40,554
-2,876
| -7% | -$882K |
|
44
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $11.7M | 0.39% |
719,796
-31,232
| -4% | -$474K |
|
45
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $11.7M | 0.39% |
244,666
+42,877
| +21% | +$2.05M |
|
46
Verizon
VZ
$194B
| $11.5M | 0.38% |
296,922
+23,350
| +9% | +$921K |
|
47
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $10.8M | 0.36% |
176,104
+7,687
| +5% | +$477K |
|
48
Vanguard Value ETF
VTV
$189B
| $10.4M | 0.35% |
75,612
+10,328
| +16% | +$1.45M |
|
49
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $10.4M | 0.35% |
213,775
+7,924
| +4% | +$389K |
|
50
Vanguard Mid-Cap ETF
VO
$106B
| $10.4M | 0.34% |
196,336
-12,428
| -6% | -$661K |
|
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Sigma Planning Corp's Q1 2023 Portfolio in Review
As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
- Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
- Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
- Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
- Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
- Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.
Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.