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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
(+6.5%)
Cap. Flow
+$76.3M
Cap. Flow
% of AUM
2.44%
Top 10 Holdings %
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pacer Trendpilot US Bond ETF
PTBD
|
+$13M |
| 2 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$9.73M |
| 3 |
Tapestry
TPR
|
+$8.3M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$8.22M |
| 5 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$21.7M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$17.1M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$13.5M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$12.2M |
| 5 |
SPDR Gold Trust
GLD
|
+$9.82M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.1% |
| 2 | Consumer Discretionary | 6.28% |
| 3 | Financials | 4.79% |
| 4 | Healthcare | 4.54% |
| 5 | Communication Services | 4.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco S&P 500 High Beta ETF
SPHB
$964M
| $16.4M | 0.52% |
236,312
+21,579
| +10% | +$1.39M |
|
27
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $16.2M | 0.52% |
306,365
+34,778
| +13% | +$1.87M |
|
28
Meta Platforms (Facebook)
META
$1.51T
| $15.9M | 0.51% |
54,085
-3,435
| -6% | -$925K |
|
29
ARK Innovation ETF
ARKK
$5.89B
| $15.7M | 0.5% |
130,832
+14,702
| +13% | +$1.99M |
|
30
Boeing
BA
$165B
| $15.5M | 0.5% |
60,936
+6,954
| +13% | +$1.55M |
|
|
31
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $15.4M | 0.49% |
109,029
+72,082
| +195% | +$9.73M |
|
32
iShares Core MSCI EAFE ETF
IEFA
$186B
| $15.2M | 0.49% |
211,552
+4,399
| +2% | +$314K |
|
33
Alphabet (Google) Class C
GOOG
$3.9T
| $15.1M | 0.48% |
146,220
+2,680
| +2% | +$266K |
|
34
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $15.1M | 0.48% |
234,431
+49,683
| +27% | +$3.27M |
|
35
PayPal
PYPL
$49.5B
| $14.8M | 0.47% |
61,136
+5,217
| +9% | +$1.32M |
|
|
36
SPDR Gold Trust
GLD
$131B
| $14.8M | 0.47% |
92,662
-58,414
| -39% | -$9.82M |
|
37
Home Depot
HD
$332B
| $14.7M | 0.47% |
48,060
+1,393
| +3% | +$384K |
|
38
Verizon
VZ
$194B
| $14.6M | 0.47% |
251,456
+26,221
| +12% | +$1.48M |
|
39
Vanguard Value ETF
VTV
$189B
| $13.9M | 0.44% |
105,670
+55,244
| +110% | +$6.93M |
|
|
40
Pacer Trendpilot US Bond ETF
PTBD
$87M
| $13.7M | 0.44% |
501,530
+475,217
| +1,806% | +$13M |
|
41
AT&T
T
$165B
| $13.1M | 0.42% |
572,071
+1,370
| +0.2% | +$30.3K |
|
42
Visa
V
$677B
| $12.7M | 0.41% |
59,866
-6,350
| -10% | -$1.34M |
|
43
iShares National Muni Bond ETF
MUB
$45.1B
| $12.6M | 0.4% |
108,915
+3,627
| +3% | +$423K |
|
44
Tesla
TSLA
$1.24T
| $12.5M | 0.4% |
56,247
-8,544
| -13% | -$2.15M |
|
45
NVIDIA
NVDA
$5.01T
| $12.4M | 0.4% |
929,920
+116,600
| +14% | +$1.57M |
|
46
AbbVie
ABBV
$458B
| $12.4M | 0.4% |
114,675
-6,795
| -6% | -$727K |
|
47
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $12.4M | 0.4% |
122,903
+62,557
| +104% | +$5.92M |
|
48
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $11.8M | 0.38% |
480,694
+225,538
| +88% | +$5.2M |
|
49
ARK Web x.0 ETF
ARKW
$1.64B
| $11.7M | 0.37% |
79,312
+554
| +0.7% | +$89.4K |
|
50
Berkshire Hathaway Class B
BRK.B
$1.07T
| $11.6M | 0.37% |
45,532
+4,124
| +10% | +$1M |
|
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Sigma Planning Corp's Q1 2021 Portfolio in Review
As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
- Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
- Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
- Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
- Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
- Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.
Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.