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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
26
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$16.5M 0.56%
190,512
-4,338
-2% -$375K
JPM icon
27
JPMorgan Chase
JPM
$939B
$16M 0.54%
125,903
+25,216
+25% +$2.82M
DIS icon
28
Walt Disney
DIS
$165B
$16M 0.54%
88,048
-7,661
-8% -$1.1M
META icon
29
Meta Platforms (Facebook)
META
$1.51T
$15.7M 0.53%
57,520
+340
+0.6% +$93.2K
TSLA icon
30
Tesla
TSLA
$1.24T
$15.2M 0.52%
64,791
-1,677
-3% -$286K
FIXD icon
31
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$14.9M 0.51%
271,587
+112,629
+71% +$6.21M
V icon
32
Visa
V
$677B
$14.5M 0.49%
66,216
+2,823
+4% +$578K
ARKK icon
33
ARK Innovation ETF
ARKK
$5.89B
$14.5M 0.49%
116,130
+2,979
+3% +$323K
FVD icon
34
First Trust Value Line Dividend Fund
FVD
$8.29B
$14.4M 0.49%
411,571
+53,321
+15% +$1.8M
IEFA icon
35
iShares Core MSCI EAFE ETF
IEFA
$186B
$14.3M 0.49%
207,153
+13,182
+7% +$852K
NEE icon
36
NextEra Energy
NEE
$187B
$14M 0.48%
181,113
+34,013
+23% +$2.54M
FDN icon
37
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$13.5M 0.46%
63,498
+859
+1% +$174K
VZ icon
38
Verizon
VZ
$194B
$13.2M 0.45%
225,235
+4,555
+2% +$271K
PYPL icon
39
PayPal
PYPL
$49.5B
$13.1M 0.45%
55,919
-7,817
-12% -$1.62M
ABBV icon
40
AbbVie
ABBV
$458B
$13M 0.44%
121,470
+3,554
+3% +$342K
EFAV icon
41
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$12.6M 0.43%
172,164
-6,414
-4% -$452K
GOOG icon
42
Alphabet (Google) Class C
GOOG
$3.9T
$12.6M 0.43%
143,540
+2,200
+2% +$186K
T icon
43
AT&T
T
$165B
$12.4M 0.42%
570,701
-14,551
-2% -$314K
HD icon
44
Home Depot
HD
$332B
$12.4M 0.42%
46,667
-9,001
-16% -$2.47M
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.1B
$12.3M 0.42%
105,288
+12,801
+14% +$1.49M
IHI icon
46
iShares US Medical Devices ETF
IHI
$3.02B
$12.3M 0.42%
225,834
+5,058
+2% +$264K
SPHB icon
47
Invesco S&P 500 High Beta ETF
SPHB
$964M
$12.2M 0.41%
+214,733
New +$10.7M
CRM icon
48
Salesforce
CRM
$134B
$11.6M 0.4%
52,314
+8,157
+18% +$1.98M
BA icon
49
Boeing
BA
$165B
$11.6M 0.39%
53,982
+3,442
+7% +$662K
ARKW icon
50
ARK Web x.0 ETF
ARKW
$1.64B
$11.5M 0.39%
78,758
+46,908
+147% +$6.01M
1
2
3 4 5

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.