We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$109B
$14.1M 0.56%
201,097
-20,092
-9% -$1.44M
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$123B
$13.3M 0.53%
359,930
-379,140
-51% -$14.2M
VZ icon
28
Verizon
VZ
$194B
$13.1M 0.52%
220,680
+10,703
+5% +$622K
V icon
29
Visa
V
$677B
$12.7M 0.5%
63,393
+6,930
+12% +$1.38M
T icon
30
AT&T
T
$165B
$12.6M 0.5%
585,252
-23,008
-4% -$514K
PYPL icon
31
PayPal
PYPL
$49.5B
$12.6M 0.5%
63,736
+29,743
+87% +$5.6M
EFAV icon
32
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$12.2M 0.48%
178,578
+8,681
+5% +$591K
DIS icon
33
Walt Disney
DIS
$165B
$11.9M 0.47%
95,709
-6,420
-6% -$802K
FDN icon
34
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$11.8M 0.47%
62,639
-18,958
-23% -$3.5M
IEFA icon
35
iShares Core MSCI EAFE ETF
IEFA
$186B
$11.7M 0.46%
193,971
-3,656
-2% -$221K
FVD icon
36
First Trust Value Line Dividend Fund
FVD
$8.29B
$11.3M 0.45%
358,250
+1,853
+0.5% +$58.8K
PG icon
37
Procter & Gamble
PG
$343B
$11.3M 0.45%
81,065
-2,777
-3% -$369K
SPLV icon
38
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$11.2M 0.44%
209,095
-53,275
-20% -$2.83M
WMT icon
39
Walmart Inc
WMT
$871B
$11.2M 0.44%
240,027
+66,321
+38% +$2.95M
CRM icon
40
Salesforce
CRM
$134B
$11.1M 0.44%
44,157
+21,695
+97% +$4.75M
IHI icon
41
iShares US Medical Devices ETF
IHI
$3.02B
$11M 0.44%
220,776
+54,906
+33% +$2.66M
MUB icon
42
iShares National Muni Bond ETF
MUB
$45.1B
$10.7M 0.42%
92,487
-2,762
-3% -$321K
ARKK icon
43
ARK Innovation ETF
ARKK
$5.89B
$10.4M 0.41%
113,151
-13,549
-11% -$1.16M
GOOG icon
44
Alphabet (Google) Class C
GOOG
$3.9T
$10.4M 0.41%
141,340
-1,780
-1% -$136K
ABBV icon
45
AbbVie
ABBV
$458B
$10.3M 0.41%
117,916
+7,886
+7% +$742K
NEE icon
46
NextEra Energy
NEE
$187B
$10.2M 0.4%
147,100
-16
-0% -$1.1K
TLT icon
47
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$10.1M 0.4%
61,756
-37,782
-38% -$6.27M
VOO icon
48
Vanguard S&P 500 ETF
VOO
$968B
$10M 0.4%
32,580
+763
+2% +$232K
JPM icon
49
JPMorgan Chase
JPM
$939B
$9.69M 0.38%
100,687
+2,615
+3% +$257K
TSLA icon
50
Tesla
TSLA
$1.24T
$9.51M 0.38%
66,468
-33,882
-34% -$4M
1
2
3 4 5

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.