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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
26
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $9.66M | 0.57% |
155,670
-117,121
| -43% | -$8.23M |
|
27
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $9.63M | 0.57% |
124,972
-73,041
| -37% | -$6.17M |
|
28
First Trust Value Line Dividend Fund
FVD
$8.29B
| $9.46M | 0.56% |
341,668
-63,857
| -16% | -$2.15M |
|
29
iShares National Muni Bond ETF
MUB
$45.1B
| $8.67M | 0.51% |
76,716
+17,555
| +30% | +$2M |
|
30
Visa
V
$677B
| $8.66M | 0.51% |
53,765
+831
| +2% | +$157K |
|
31
Alphabet (Google) Class C
GOOG
$3.9T
| $8.51M | 0.51% |
146,360
+13,080
| +10% | +$887K |
|
32
Walt Disney
DIS
$165B
| $8.49M | 0.5% |
87,944
-2,946
| -3% | -$372K |
|
33
Meta Platforms (Facebook)
META
$1.51T
| $8.32M | 0.49% |
49,865
-770
| -2% | -$151K |
|
34
NextEra Energy
NEE
$187B
| $8.29M | 0.49% |
137,816
+10,788
| +8% | +$678K |
|
35
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $8.2M | 0.49% |
202,513
-12,365
| -6% | -$607K |
|
36
Berkshire Hathaway Class B
BRK.B
$1.07T
| $8.17M | 0.49% |
44,680
-1,661
| -4% | -$353K |
|
37
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $7.82M | 0.46% |
47,382
+19,556
| +70% | +$2.91M |
|
38
Procter & Gamble
PG
$343B
| $7.44M | 0.44% |
67,637
-60
| -0.1% | -$7.2K |
|
39
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.27M | 0.43% |
70,311
-7,013
| -9% | -$837K |
|
40
JPMorgan Chase
JPM
$939B
| $7.26M | 0.43% |
80,696
-13,226
| -14% | -$1.61M |
|
41
Home Depot
HD
$332B
| $7.25M | 0.43% |
38,845
+3,907
| +11% | +$858K |
|
42
iShares US Medical Devices ETF
IHI
$3.02B
| $7.21M | 0.43% |
192,042
-38,790
| -17% | -$1.63M |
|
43
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $6.56M | 0.39% |
163,262
-113,802
| -41% | -$5.19M |
|
44
First Trust Capital Strength ETF
FTCS
$7.88B
| $6.5M | 0.39% |
130,686
+38,362
| +42% | +$2.21M |
|
45
AbbVie
ABBV
$458B
| $6.34M | 0.38% |
83,276
-104
| -0.1% | -$8.86K |
|
46
Intel
INTC
$466B
| $6.34M | 0.38% |
117,216
-7,911
| -6% | -$468K |
|
47
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $6.31M | 0.37% |
68,856
+32,530
| +90% | +$2.98M |
|
48
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $6.24M | 0.37% |
145,242
-308
| -0.2% | -$14.6K |
|
49
Altria Group
MO
$122B
| $5.97M | 0.35% |
154,522
+5,491
| +4% | +$244K |
|
|
50
Alphabet (Google) Class A
GOOGL
$3.91T
| $5.97M | 0.35% |
102,780
+7,920
| +8% | +$537K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.