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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
26
Invesco S&P MidCap Low Volatility ETF
XMLV
$722M
$13.8M 0.58%
256,287
+69,052
+37% +$3.66M
DIS icon
27
Walt Disney
DIS
$185B
$13.1M 0.55%
90,890
+11,742
+15% +$1.64M
JPM icon
28
JPMorgan Chase
JPM
$927B
$13.1M 0.55%
93,922
+2,902
+3% +$372K
XLK icon
29
State Street Technology Select Sector SPDR ETF
XLK
$120B
$12.7M 0.54%
277,064
+140,466
+103% +$6.01M
MTUM icon
30
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
$11.6M 0.49%
92,775
-38,613
-29% -$4.69M
DIA icon
31
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$11.6M 0.49%
40,763
+20,029
+97% +$5.52M
IEMG icon
32
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$11.6M 0.49%
214,878
+26,845
+14% +$1.38M
BA icon
33
Boeing
BA
$160B
$11.4M 0.48%
35,095
+2,753
+9% +$975K
SHY icon
34
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$11.1M 0.47%
131,353
+7,670
+6% +$650K
ACWV icon
35
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$10.8M 0.46%
113,171
+2,491
+2% +$237K
BRK.B icon
36
Berkshire Hathaway Class B
BRK.B
$1.11T
$10.5M 0.44%
46,341
-105
-0.2% -$22.8K
META icon
37
Meta Platforms (Facebook)
META
$1.72T
$10.4M 0.44%
50,635
+2,764
+6% +$535K
IHI icon
38
iShares US Medical Devices ETF
IHI
$3.27B
$10.2M 0.43%
230,832
+3,582
+2% +$151K
V icon
39
Visa
V
$693B
$9.95M 0.42%
52,934
+2,918
+6% +$526K
VZ icon
40
Verizon
VZ
$207B
$9.93M 0.42%
161,697
+7,009
+5% +$423K
VIG icon
41
Vanguard Dividend Appreciation ETF
VIG
$110B
$9.64M 0.41%
77,324
+4,241
+6% +$513K
RSP icon
42
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
$9.27M 0.39%
80,081
+26,483
+49% +$2.94M
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.15T
$8.91M 0.38%
133,280
-1,800
-1% -$116K
MA icon
44
Mastercard
MA
$497B
$8.61M 0.36%
28,819
+1,858
+7% +$524K
PG icon
45
Procter & Gamble
PG
$341B
$8.46M 0.36%
67,697
-2,694
-4% -$330K
MOAT icon
46
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$8.26M 0.35%
150,755
+43,543
+41% +$2.3M
VOO icon
47
Vanguard S&P 500 ETF
VOO
$1.03T
$7.79M 0.33%
26,328
+6,059
+30% +$1.71M
MINT icon
48
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$7.71M 0.33%
75,866
-17,211
-18% -$1.75M
NEE icon
49
NextEra Energy
NEE
$168B
$7.69M 0.32%
127,028
-101,660
-44% -$5.94M
CPRT icon
50
Copart
CPRT
$28.5B
$7.69M 0.32%
338,188
+122,648
+57% +$2.62M
1
2
3 4 5

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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.