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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $13.8M | 0.58% |
256,287
+69,052
| +37% | +$3.66M |
|
27
Walt Disney
DIS
$165B
| $13.1M | 0.55% |
90,890
+11,742
| +15% | +$1.64M |
|
28
JPMorgan Chase
JPM
$939B
| $13.1M | 0.55% |
93,922
+2,902
| +3% | +$372K |
|
|
29
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $12.7M | 0.54% |
277,064
+140,466
| +103% | +$6.01M |
|
30
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $11.6M | 0.49% |
92,775
-38,613
| -29% | -$4.69M |
|
|
31
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
| $11.6M | 0.49% |
40,763
+20,029
| +97% | +$5.52M |
|
32
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $11.6M | 0.49% |
214,878
+26,845
| +14% | +$1.38M |
|
33
Boeing
BA
$165B
| $11.4M | 0.48% |
35,095
+2,753
| +9% | +$975K |
|
34
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $11.1M | 0.47% |
131,353
+7,670
| +6% | +$650K |
|
35
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $10.8M | 0.46% |
113,171
+2,491
| +2% | +$237K |
|
36
Berkshire Hathaway Class B
BRK.B
$1.07T
| $10.5M | 0.44% |
46,341
-105
| -0.2% | -$22.8K |
|
37
Meta Platforms (Facebook)
META
$1.51T
| $10.4M | 0.44% |
50,635
+2,764
| +6% | +$535K |
|
38
iShares US Medical Devices ETF
IHI
$3.02B
| $10.2M | 0.43% |
230,832
+3,582
| +2% | +$151K |
|
39
Visa
V
$677B
| $9.95M | 0.42% |
52,934
+2,918
| +6% | +$526K |
|
40
Verizon
VZ
$194B
| $9.93M | 0.42% |
161,697
+7,009
| +5% | +$423K |
|
41
Vanguard Dividend Appreciation ETF
VIG
$111B
| $9.64M | 0.41% |
77,324
+4,241
| +6% | +$513K |
|
42
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $9.27M | 0.39% |
80,081
+26,483
| +49% | +$2.94M |
|
43
Alphabet (Google) Class C
GOOG
$3.9T
| $8.91M | 0.38% |
133,280
-1,800
| -1% | -$116K |
|
44
Mastercard
MA
$477B
| $8.61M | 0.36% |
28,819
+1,858
| +7% | +$524K |
|
45
Procter & Gamble
PG
$343B
| $8.46M | 0.36% |
67,697
-2,694
| -4% | -$330K |
|
46
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $8.26M | 0.35% |
150,755
+43,543
| +41% | +$2.3M |
|
47
Vanguard S&P 500 ETF
VOO
$968B
| $7.79M | 0.33% |
26,328
+6,059
| +30% | +$1.71M |
|
48
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $7.71M | 0.33% |
75,866
-17,211
| -18% | -$1.75M |
|
|
49
NextEra Energy
NEE
$187B
| $7.69M | 0.32% |
127,028
-101,660
| -44% | -$5.94M |
|
50
Copart
CPRT
$25.9B
| $7.69M | 0.32% |
338,188
+122,648
| +57% | +$2.62M |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.