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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Core MSCI EAFE ETF
IEFA
$186B
| $12.4M | 0.59% |
202,486
+15,695
| +8% | +$947K |
|
27
Boeing
BA
$165B
| $12.3M | 0.59% |
32,342
+1,676
| +5% | +$599K |
|
28
JPMorgan Chase
JPM
$939B
| $10.7M | 0.51% |
91,020
+12,619
| +16% | +$1.43M |
|
29
iShares US Real Estate ETF
IYR
$4.59B
| $10.7M | 0.51% |
114,342
+14,434
| +14% | +$1.31M |
|
30
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $10.5M | 0.5% |
123,683
+7,769
| +7% | +$658K |
|
|
31
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $10.5M | 0.5% |
110,680
+90,900
| +460% | +$8.48M |
|
32
Walt Disney
DIS
$165B
| $10.3M | 0.5% |
79,148
+1,239
| +2% | +$171K |
|
|
33
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
| $9.85M | 0.47% |
187,235
+146,594
| +361% | +$7.6M |
|
|
34
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $9.73M | 0.47% |
67,984
-65,105
| -49% | -$9.05M |
|
35
Berkshire Hathaway Class B
BRK.B
$1.07T
| $9.66M | 0.46% |
46,446
-7,631
| -14% | -$1.57M |
|
36
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $9.5M | 0.46% |
293,560
+20,504
| +8% | +$633K |
|
37
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $9.47M | 0.45% |
93,077
+10,241
| +12% | +$1.04M |
|
38
iShares US Medical Devices ETF
IHI
$3.02B
| $9.36M | 0.45% |
227,250
+42,612
| +23% | +$1.74M |
|
39
Verizon
VZ
$194B
| $9.34M | 0.45% |
154,688
+12,950
| +9% | +$746K |
|
40
McDonald's
MCD
$188B
| $9.22M | 0.44% |
42,944
+3,019
| +8% | +$647K |
|
41
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $9.22M | 0.44% |
188,033
-35,877
| -16% | -$1.78M |
|
42
Procter & Gamble
PG
$343B
| $8.76M | 0.42% |
70,391
-974
| -1% | -$115K |
|
43
Vanguard Dividend Appreciation ETF
VIG
$111B
| $8.74M | 0.42% |
73,083
+699
| +1% | +$82.5K |
|
44
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $8.73M | 0.42% |
64,813
+615
| +1% | +$86.9K |
|
45
Visa
V
$677B
| $8.6M | 0.41% |
50,016
+4,452
| +10% | +$793K |
|
46
Meta Platforms (Facebook)
META
$1.51T
| $8.53M | 0.41% |
47,871
-6,751
| -12% | -$1.28M |
|
47
Alphabet (Google) Class C
GOOG
$3.9T
| $8.23M | 0.4% |
135,080
-4,100
| -3% | -$243K |
|
48
First Trust Capital Strength ETF
FTCS
$7.88B
| $8.16M | 0.39% |
143,650
+42,055
| +41% | +$2.39M |
|
49
Home Depot
HD
$332B
| $7.49M | 0.36% |
32,280
-2,287
| -7% | -$500K |
|
50
Mastercard
MA
$477B
| $7.32M | 0.35% |
26,961
+1,714
| +7% | +$472K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.