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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$120M
Cap. Flow %
5.78%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.37%
2 Technology 7.08%
3 Financials 4.39%
4 Consumer Discretionary 4.39%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
26
iShares Core MSCI EAFE ETF
IEFA
$197B
$12.4M 0.59%
202,486
+15,695
+8% +$947K
BA icon
27
Boeing
BA
$168B
$12.3M 0.59%
32,342
+1,676
+5% +$599K
JPM icon
28
JPMorgan Chase
JPM
$953B
$10.7M 0.51%
91,020
+12,619
+16% +$1.43M
IYR icon
29
iShares US Real Estate ETF
IYR
$4.33B
$10.7M 0.51%
114,342
+14,434
+14% +$1.31M
SHY icon
30
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$10.5M 0.5%
123,683
+7,769
+7% +$658K
ACWV icon
31
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$10.5M 0.5%
110,680
+90,900
+460% +$8.48M
DIS icon
32
Walt Disney
DIS
$182B
$10.3M 0.5%
79,148
+1,239
+2% +$171K
XMLV icon
33
Invesco S&P MidCap Low Volatility ETF
XMLV
$742M
$9.85M 0.47%
187,235
+146,594
+361% +$7.6M
TLT icon
34
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
$9.73M 0.47%
67,984
-65,105
-49% -$9.05M
BRK.B icon
35
Berkshire Hathaway Class B
BRK.B
$1.08T
$9.66M 0.46%
46,446
-7,631
-14% -$1.57M
XLU icon
36
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$9.5M 0.46%
293,560
+20,504
+8% +$633K
MINT icon
37
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$9.47M 0.45%
93,077
+10,241
+12% +$1.04M
IHI icon
38
iShares US Medical Devices ETF
IHI
$3.37B
$9.36M 0.45%
227,250
+42,612
+23% +$1.74M
VZ icon
39
Verizon
VZ
$208B
$9.34M 0.45%
154,688
+12,950
+9% +$746K
MCD icon
40
McDonald's
MCD
$181B
$9.22M 0.44%
42,944
+3,019
+8% +$647K
IEMG icon
41
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$9.22M 0.44%
188,033
-35,877
-16% -$1.78M
PG icon
42
Procter & Gamble
PG
$340B
$8.76M 0.42%
70,391
-974
-1% -$115K
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$113B
$8.74M 0.42%
73,083
+699
+1% +$82.5K
FDN icon
44
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.35B
$8.73M 0.42%
64,813
+615
+1% +$86.9K
V icon
45
Visa
V
$700B
$8.6M 0.41%
50,016
+4,452
+10% +$793K
META icon
46
Meta Platforms (Facebook)
META
$1.57T
$8.53M 0.41%
47,871
-6,751
-12% -$1.28M
GOOG icon
47
Alphabet (Google) Class C
GOOG
$4.1T
$8.23M 0.4%
135,080
-4,100
-3% -$243K
FTCS icon
48
First Trust Capital Strength ETF
FTCS
$7.85B
$8.16M 0.39%
143,650
+42,055
+41% +$2.39M
HD icon
49
Home Depot
HD
$320B
$7.49M 0.36%
32,280
-2,287
-7% -$500K
MA icon
50
Mastercard
MA
$507B
$7.32M 0.35%
26,961
+1,714
+7% +$472K
1
2
3 4 5

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $120M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.