We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
26
Boeing
BA
$165B
$11.3M 0.64%
29,629
+2,249
+8% +$866K
EFAV icon
27
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$10.9M 0.62%
151,587
+13,313
+10% +$933K
T icon
28
AT&T
T
$165B
$10.8M 0.62%
457,524
+48,950
+12% +$1.13M
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.07T
$10.5M 0.59%
52,054
+3,556
+7% +$718K
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$10.2M 0.58%
80,508
+76,640
+1,981% +$9.32M
MBB icon
31
iShares MBS ETF
MBB
$39B
$9.75M 0.55%
91,702
+86,587
+1,693% +$9.11M
IYR icon
32
iShares US Real Estate ETF
IYR
$4.59B
$9.16M 0.52%
105,232
+51,710
+97% +$4.28M
NEE icon
33
NextEra Energy
NEE
$187B
$9.13M 0.52%
188,936
+4,744
+3% +$217K
DIA icon
34
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.73M 0.5%
33,696
+25,333
+303% +$6.37M
GOOGL icon
35
Alphabet (Google) Class A
GOOGL
$3.91T
$8.55M 0.49%
145,280
+51,320
+55% +$2.9M
IJK icon
36
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$8.36M 0.47%
152,536
-36,920
-19% -$1.95M
META icon
37
Meta Platforms (Facebook)
META
$1.51T
$8.34M 0.47%
50,025
+115
+0.2% +$18.3K
JPM icon
38
JPMorgan Chase
JPM
$939B
$8.34M 0.47%
82,338
+8,737
+12% +$900K
DIS icon
39
Walt Disney
DIS
$165B
$8.33M 0.47%
75,011
+25,948
+53% +$2.9M
VZ icon
40
Verizon
VZ
$194B
$8.28M 0.47%
139,957
+5,616
+4% +$318K
FLOT icon
41
iShares Floating Rate Bond ETF
FLOT
$10.1B
$8.09M 0.46%
158,912
-146,415
-48% -$7.42M
VIG icon
42
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.91M 0.45%
72,178
+48,819
+209% +$5.15M
XLU icon
43
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$7.67M 0.44%
263,764
+106,644
+68% +$2.97M
MCD icon
44
McDonald's
MCD
$188B
$7.62M 0.43%
40,134
+2,008
+5% +$364K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$3.9T
$7.47M 0.42%
127,360
+1,240
+1% +$69.6K
IJJ icon
46
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$7.47M 0.42%
95,188
+27,706
+41% +$2.15M
IJS icon
47
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$7.37M 0.42%
99,882
+1,882
+2% +$139K
PG icon
48
Procter & Gamble
PG
$343B
$7.32M 0.42%
70,325
+3,049
+5% +$297K
ARKK icon
49
ARK Innovation ETF
ARKK
$5.89B
$7.24M 0.41%
154,976
+24,645
+19% +$1.08M
FDN icon
50
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$7.22M 0.41%
51,993
+28,325
+120% +$3.77M
1
2
3 4 5

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.