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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $7.31M | 0.6% |
300,279
+28,485
| +10% | +$673K |
|
27
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $6.99M | 0.58% |
274,030
+65,130
| +31% | +$1.63M |
|
28
iShares Select Dividend ETF
DVY
$24B
| $6.94M | 0.57% |
74,117
-3,219
| -4% | -$298K |
|
29
iShares S&P 500 Value ETF
IVE
$48.9B
| $6.91M | 0.57% |
64,073
+6,686
| +12% | +$708K |
|
30
iShares MSCI ACWI ETF
ACWI
$32.6B
| $6.79M | 0.56% |
98,670
+39,793
| +68% | +$2.68M |
|
31
Verizon
VZ
$194B
| $6.65M | 0.55% |
134,381
+13,878
| +12% | +$653K |
|
32
Berkshire Hathaway Class B
BRK.B
$1.07T
| $6.54M | 0.54% |
35,697
+1,573
| +5% | +$278K |
|
33
ExxonMobil
XOM
$651B
| $6.22M | 0.51% |
75,909
+10,496
| +16% | +$833K |
|
34
Ford
F
$57.3B
| $6.04M | 0.5% |
504,873
+4,339
| +0.9% | +$48.9K |
|
35
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $5.98M | 0.49% |
118,976
-31,774
| -21% | -$1.6M |
|
36
Procter & Gamble
PG
$343B
| $5.92M | 0.49% |
65,026
+2,640
| +4% | +$240K |
|
37
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $5.85M | 0.48% |
78,852
+4,810
| +6% | +$336K |
|
38
GE Aerospace
GE
$367B
| $5.82M | 0.48% |
50,217
+4,526
| +10% | +$547K |
|
39
Amazon
AMZN
$2.5T
| $5.69M | 0.47% |
118,440
+21,040
| +22% | +$1.03M |
|
40
JPMorgan Chase
JPM
$939B
| $5.67M | 0.47% |
59,322
+8,220
| +16% | +$758K |
|
41
Chevron
CVX
$388B
| $5.58M | 0.46% |
47,473
-850
| -2% | -$92.8K |
|
42
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $5.51M | 0.45% |
66,988
+5,152
| +8% | +$402K |
|
43
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $5.49M | 0.45% |
107,823
-1,786
| -2% | -$90.9K |
|
44
Boeing
BA
$165B
| $5.49M | 0.45% |
21,599
+2,160
| +11% | +$503K |
|
45
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $5.49M | 0.45% |
47,135
+4,002
| +9% | +$462K |
|
46
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $5.07M | 0.42% |
100,164
+31,476
| +46% | +$1.55M |
|
47
iShares US Real Estate ETF
IYR
$4.59B
| $4.99M | 0.41% |
62,520
+24,559
| +65% | +$1.97M |
|
48
Home Depot
HD
$332B
| $4.96M | 0.41% |
30,308
+11,183
| +58% | +$1.71M |
|
49
AbbVie
ABBV
$458B
| $4.91M | 0.41% |
55,271
+648
| +1% | +$49.3K |
|
50
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $4.76M | 0.39% |
120,409
+28,304
| +31% | +$1.1M |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.