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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$99.8M
Cap. Flow %
8.23%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.19%
2 Technology 6.12%
3 Healthcare 4.86%
4 Financials 4.73%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVC icon
26
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$7.31M 0.6%
300,279
+28,485
+10% +$673K
ONEQ icon
27
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$6.99M 0.58%
274,030
+65,130
+31% +$1.63M
DVY icon
28
iShares Select Dividend ETF
DVY
$23.9B
$6.94M 0.57%
74,117
-3,219
-4% -$298K
IVE icon
29
iShares S&P 500 Value ETF
IVE
$50.1B
$6.91M 0.57%
64,073
+6,686
+12% +$708K
ACWI icon
30
iShares MSCI ACWI ETF
ACWI
$33.5B
$6.79M 0.56%
98,670
+39,793
+68% +$2.68M
VZ icon
31
Verizon
VZ
$208B
$6.65M 0.55%
134,381
+13,878
+12% +$653K
BRK.B icon
32
Berkshire Hathaway Class B
BRK.B
$1.08T
$6.54M 0.54%
35,697
+1,573
+5% +$278K
XOM icon
33
ExxonMobil
XOM
$656B
$6.22M 0.51%
75,909
+10,496
+16% +$833K
F icon
34
Ford
F
$58.3B
$6.04M 0.5%
504,873
+4,339
+0.9% +$48.9K
ISTB icon
35
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$5.98M 0.49%
118,976
-31,774
-21% -$1.6M
PG icon
36
Procter & Gamble
PG
$340B
$5.92M 0.49%
65,026
+2,640
+4% +$240K
IJS icon
37
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$5.85M 0.48%
78,852
+4,810
+6% +$336K
GE icon
38
GE Aerospace
GE
$350B
$5.82M 0.48%
50,217
+4,526
+10% +$547K
AMZN icon
39
Amazon
AMZN
$2.79T
$5.69M 0.47%
118,440
+21,040
+22% +$1.03M
JPM icon
40
JPMorgan Chase
JPM
$953B
$5.67M 0.47%
59,322
+8,220
+16% +$758K
CVX icon
41
Chevron
CVX
$409B
$5.58M 0.46%
47,473
-850
-2% -$92.8K
IJT icon
42
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$5.51M 0.45%
66,988
+5,152
+8% +$402K
FLOT icon
43
iShares Floating Rate Bond ETF
FLOT
$10.7B
$5.49M 0.45%
107,823
-1,786
-2% -$90.9K
BA icon
44
Boeing
BA
$168B
$5.49M 0.45%
21,599
+2,160
+11% +$503K
EMB icon
45
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$5.49M 0.45%
47,135
+4,002
+9% +$462K
IJK icon
46
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.07M 0.42%
100,164
+31,476
+46% +$1.55M
IYR icon
47
iShares US Real Estate ETF
IYR
$4.33B
$4.99M 0.41%
62,520
+24,559
+65% +$1.97M
HD icon
48
Home Depot
HD
$320B
$4.96M 0.41%
30,308
+11,183
+58% +$1.71M
ABBV icon
49
AbbVie
ABBV
$453B
$4.91M 0.41%
55,271
+648
+1% +$49.3K
FHLC icon
50
Fidelity MSCI Health Care Index ETF
FHLC
$3.5B
$4.76M 0.39%
120,409
+28,304
+31% +$1.1M
1
2
3 4 5

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $99.8M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.