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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
26
iShares Floating Rate Bond ETF
FLOT
$10.1B
$5.34M 0.73%
105,927
-68,463
-39% -$3.44M
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.95M 0.68%
87,854
-39,920
-31% -$2.08M
QQQ icon
28
Invesco QQQ Trust
QQQ
$455B
$4.91M 0.67%
44,990
-43,139
-49% -$4.48M
EFAV icon
29
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$4.89M 0.67%
73,602
+15,023
+26% +$956K
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.52M 0.62%
31,852
-3,459
-10% -$459K
VZ icon
31
Verizon
VZ
$194B
$4.5M 0.62%
83,183
+1,157
+1% +$57.9K
DVY icon
32
iShares Select Dividend ETF
DVY
$24B
$4.44M 0.61%
54,355
+3,974
+8% +$303K
RING icon
33
iShares MSCI Global Gold Miners ETF
RING
$2.31B
$4.35M 0.59%
+254,038
New +$3.69M
ABBV icon
34
AbbVie
ABBV
$458B
$4.28M 0.59%
74,923
+1,821
+2% +$101K
SHY icon
35
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.24M 0.58%
49,838
-3,236
-6% -$274K
META icon
36
Meta Platforms (Facebook)
META
$1.51T
$4.19M 0.57%
36,698
+883
+2% +$93.2K
DIS icon
37
Walt Disney
DIS
$165B
$4.03M 0.55%
40,584
+7,750
+24% +$748K
LQD icon
38
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$3.82M 0.52%
32,170
+2,822
+10% +$324K
XLP icon
39
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.73M 0.51%
70,386
+31,749
+82% +$1.61M
ISTB icon
40
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.67M 0.5%
72,994
+62,220
+578% +$3.1M
IEFA icon
41
iShares Core MSCI EAFE ETF
IEFA
$186B
$3.61M 0.49%
68,004
-796
-1% -$40.6K
IGOV icon
42
iShares International Treasury Bond ETF
IGOV
$1.34B
$3.44M 0.47%
+70,802
New +$3.3M
KMB icon
43
Kimberly-Clark
KMB
$36.4B
$3.28M 0.45%
24,361
+7,696
+46% +$1M
PGX icon
44
Invesco Preferred ETF
PGX
$3.84B
$3.21M 0.44%
214,993
+166,469
+343% +$2.45M
KO icon
45
Coca-Cola
KO
$354B
$3.19M 0.44%
68,656
-581
-0.8% -$25.3K
INTC icon
46
Intel
INTC
$464B
$3.17M 0.43%
98,032
+2,214
+2% +$67.9K
VYM icon
47
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.14M 0.43%
45,467
+2,785
+7% +$182K
GLD icon
48
SPDR Gold Trust
GLD
$131B
$3.03M 0.41%
25,769
+9,794
+61% +$1.11M
SPLV icon
49
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$3.03M 0.41%
75,087
+16,458
+28% +$628K
STPZ icon
50
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$2.96M 0.41%
56,613
+801
+1% +$41.4K
1
2
3 4 5

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BPS
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VPC
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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.