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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
AbbVie
ABBV
$458B
| $3.8M | 0.6% |
69,757
-1,292
| -2% | -$84.1K |
|
27
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $3.76M | 0.6% |
71,748
+25,596
| +55% | +$1.42M |
|
28
Chevron
CVX
$388B
| $3.67M | 0.58% |
46,511
+4,409
| +10% | +$371K |
|
|
29
iShares Core S&P Small-Cap ETF
IJR
$109B
| $3.6M | 0.57% |
67,504
-50,094
| -43% | -$2.84M |
|
30
iShares Select Dividend ETF
DVY
$24B
| $3.53M | 0.56% |
48,511
-4,231
| -8% | -$316K |
|
31
Verizon
VZ
$194B
| $3.38M | 0.53% |
77,561
+465
| +0.6% | +$21.5K |
|
|
32
Global Net Lease
GNL
$1.87B
| $3.33M | 0.53% |
+120,845
| New | +$3.09M |
|
33
Microsoft
MSFT
$2.84T
| $3.33M | 0.53% |
75,164
-3,220
| -4% | -$145K |
|
34
iShares Russell 2000 ETF
IWM
$80.9B
| $3.33M | 0.53% |
30,444
+4,537
| +18% | +$538K |
|
35
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $3.17M | 0.5% |
47,929
-3,582
| -7% | -$262K |
|
36
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $3.16M | 0.5% |
27,231
-4,462
| -14% | -$516K |
|
37
iShares Core MSCI EAFE ETF
IEFA
$186B
| $3.1M | 0.49% |
58,714
-24,165
| -29% | -$1.37M |
|
38
ConocoPhillips
COP
$147B
| $3.07M | 0.49% |
64,050
-13,058
| -17% | -$664K |
|
39
Walt Disney
DIS
$165B
| $3.05M | 0.48% |
29,808
+5,476
| +23% | +$596K |
|
40
Meta Platforms (Facebook)
META
$1.51T
| $2.89M | 0.46% |
32,139
+1,162
| +4% | +$107K |
|
41
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $2.85M | 0.45% |
34,263
-25,320
| -42% | -$2.19M |
|
42
Intel
INTC
$464B
| $2.85M | 0.45% |
94,694
-7,111
| -7% | -$206K |
|
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $2.8M | 0.44% |
27,819
+15,846
| +132% | +$1.6M |
|
44
Coca-Cola
KO
$354B
| $2.79M | 0.44% |
69,474
-10,980
| -14% | -$440K |
|
45
Vanguard Growth ETF
VUG
$216B
| $2.75M | 0.44% |
164,814
-3,024
| -2% | -$53.6K |
|
46
Vanguard Total Stock Market ETF
VTI
$654B
| $2.7M | 0.43% |
27,336
+4,460
| +19% | +$468K |
|
47
JPMorgan Chase
JPM
$939B
| $2.62M | 0.42% |
42,982
+1,004
| +2% | +$65.8K |
|
|
48
ProShares UltraShort S&P500
SDS
$406M
| $2.62M | 0.42% |
+1,126
| New | +$2.42M |
|
49
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $2.58M | 0.41% |
10,377
+3,570
| +52% | +$945K |
|
50
PepsiCo
PEP
$186B
| $2.55M | 0.4% |
27,086
-634
| -2% | -$60.3K |
|
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Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.