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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$48.1M
Cap. Flow %
-7.62%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.84%
2 Healthcare 6.33%
3 Technology 5.7%
4 Consumer Staples 5.29%
5 Financials 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$453B
$3.8M 0.6%
69,757
-1,292
-2% -$84.1K
IJS icon
27
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$3.76M 0.6%
71,748
+25,596
+55% +$1.42M
CVX icon
28
Chevron
CVX
$409B
$3.67M 0.58%
46,511
+4,409
+10% +$371K
IJR icon
29
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.6M 0.57%
67,504
-50,094
-43% -$2.84M
DVY icon
30
iShares Select Dividend ETF
DVY
$23.9B
$3.53M 0.56%
48,511
-4,231
-8% -$316K
VZ icon
31
Verizon
VZ
$208B
$3.38M 0.53%
77,561
+465
+0.6% +$21.5K
GNL icon
32
Global Net Lease
GNL
$2.11B
$3.33M 0.53%
+120,845
New +$3.09M
MSFT icon
33
Microsoft
MSFT
$3.71T
$3.33M 0.53%
75,164
-3,220
-4% -$145K
IWM icon
34
iShares Russell 2000 ETF
IWM
$80.5B
$3.33M 0.53%
30,444
+4,537
+18% +$538K
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$3.17M 0.5%
47,929
-3,582
-7% -$262K
LQD icon
36
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$3.16M 0.5%
27,231
-4,462
-14% -$516K
IEFA icon
37
iShares Core MSCI EAFE ETF
IEFA
$197B
$3.1M 0.49%
58,714
-24,165
-29% -$1.37M
COP icon
38
ConocoPhillips
COP
$161B
$3.07M 0.49%
64,050
-13,058
-17% -$664K
DIS icon
39
Walt Disney
DIS
$182B
$3.05M 0.48%
29,808
+5,476
+23% +$596K
META icon
40
Meta Platforms (Facebook)
META
$1.57T
$2.89M 0.46%
32,139
+1,162
+4% +$107K
HYG icon
41
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$2.85M 0.45%
34,263
-25,320
-42% -$2.19M
INTC icon
42
Intel
INTC
$506B
$2.85M 0.45%
94,694
-7,111
-7% -$206K
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$2.8M 0.44%
27,819
+15,846
+132% +$1.6M
KO icon
44
Coca-Cola
KO
$379B
$2.79M 0.44%
69,474
-10,980
-14% -$440K
VUG icon
45
Vanguard Morningstar Growth ETF
VUG
$228B
$2.75M 0.44%
164,814
-3,024
-2% -$53.6K
VTI icon
46
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
$2.7M 0.43%
27,336
+4,460
+19% +$468K
JPM icon
47
JPMorgan Chase
JPM
$953B
$2.62M 0.42%
42,982
+1,004
+2% +$65.8K
SDS icon
48
ProShares UltraShort S&P500
SDS
$382M
$2.62M 0.42%
+1,126
New +$2.42M
MDY icon
49
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$2.58M 0.41%
10,377
+3,570
+52% +$945K
PEP icon
50
PepsiCo
PEP
$188B
$2.55M 0.4%
27,086
-634
-2% -$60.3K
1
2
3 4 5

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DAM
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RPGK
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $48.1M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.