We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52%
2 Technology 6.63%
3 Healthcare 6.25%
4 Energy 5.86%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$490B
$4.45M 0.59%
42,175
-173
-0.4% -$18.2K
IEFA icon
27
iShares Core MSCI EAFE ETF
IEFA
$197B
$4.45M 0.59%
76,109
+26,396
+53% +$1.51M
VZ icon
28
Verizon
VZ
$208B
$4.11M 0.54%
84,586
+2,356
+3% +$114K
KO icon
29
Coca-Cola
KO
$379B
$4.11M 0.54%
101,391
-4,795
-5% -$201K
KMI icon
30
Kinder Morgan
KMI
$69.9B
$4.1M 0.54%
97,547
-5,132
-5% -$212K
ABBV icon
31
AbbVie
ABBV
$453B
$4M 0.53%
68,277
+2,839
+4% +$172K
TIP icon
32
iShares TIPS Bond ETF
TIP
$14.9B
$3.95M 0.52%
34,751
+950
+3% +$108K
ITOT icon
33
iShares Core S&P Total US Stock Market ETF
ITOT
$97B
$3.91M 0.52%
82,632
-211,238
-72% -$9.97M
LQD icon
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$3.69M 0.49%
30,354
+9,282
+44% +$1.13M
SDY icon
35
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$3.58M 0.47%
45,741
+7,219
+19% +$566K
FXD icon
36
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
$3.5M 0.46%
93,861
-8,347
-8% -$302K
INTC icon
37
Intel
INTC
$506B
$3.43M 0.45%
109,799
-10,080
-8% -$340K
MSFT icon
38
Microsoft
MSFT
$3.71T
$3.43M 0.45%
84,270
+11
+0% +$479
MMM icon
39
3M
MMM
$86.9B
$3.38M 0.45%
24,505
+117
+0.5% +$16.1K
XLV icon
40
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$3.33M 0.44%
45,952
+10,904
+31% +$778K
SHY icon
41
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$3.24M 0.43%
38,169
+15,704
+70% +$1.33M
FV icon
42
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$3.13M 0.41%
130,326
+6,183
+5% +$143K
VYM icon
43
Vanguard High Dividend Yield ETF
VYM
$83.3B
$3.09M 0.41%
45,269
+6,158
+16% +$423K
VNQ icon
44
Vanguard Real Estate ETF
VNQ
$37.9B
$3.09M 0.41%
36,622
+4,120
+13% +$350K
EFAV icon
45
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.5B
$3.08M 0.41%
46,781
+42,347
+955% +$2.74M
VUG icon
46
Vanguard Morningstar Growth ETF
VUG
$228B
$3.04M 0.4%
174,366
+1,578
+0.9% +$28K
IVW icon
47
iShares S&P 500 Growth ETF
IVW
$77.2B
$3.01M 0.4%
105,608
-12,128
-10% -$344K
LMT icon
48
Lockheed Martin
LMT
$121B
$2.98M 0.39%
14,683
-2,306
-14% -$455K
MCD icon
49
McDonald's
MCD
$181B
$2.98M 0.39%
30,564
-3,450
-10% -$327K
SPLV icon
50
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.95M 0.39%
77,763
+4,815
+7% +$183K
1
2
3 4 5

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 48% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.