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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
451
Novartis
NVS
$304B
$572K 0.03%
6,937
-5,643
-45% -$503K
VXUS icon
452
Vanguard Total International Stock ETF
VXUS
$153B
$572K 0.03%
13,632
+3,320
+32% +$169K
FIW icon
453
First Trust Water ETF
FIW
$1.9B
$571K 0.03%
11,958
-54
-0.4% -$3.1K
FDIS icon
454
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$570K 0.03%
15,102
-2,952
-16% -$135K
VDE icon
455
Vanguard Energy ETF
VDE
$9.72B
$569K 0.03%
+14,895
New +$945K
SCZ icon
456
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$568K 0.03%
12,680
-11,927
-48% -$663K
TMUS icon
457
T-Mobile US
TMUS
$196B
$564K 0.03%
6,718
+139
+2% +$11.8K
FIS icon
458
Fidelity National Information Services
FIS
$23.2B
$563K 0.03%
+4,632
New +$643K
FYC icon
459
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$559K 0.03%
17,150
-5,112
-23% -$218K
HUM icon
460
Humana
HUM
$46.7B
$557K 0.03%
1,774
+213
+14% +$71.8K
JNK icon
461
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$554K 0.03%
5,845
+100
+2% +$10.5K
DBC icon
462
Invesco DB Commodity Index Tracking Fund
DBC
$1.65B
$553K 0.03%
49,115
-20,629
-30% -$288K
HYLD
463
DELISTED
High Yield ETF
HYLD
$552K 0.03%
22,193
+3,250
+17% +$103K
EEM icon
464
iShares MSCI Emerging Markets ETF
EEM
$28B
$551K 0.03%
16,135
-3,825
-19% -$157K
VGK icon
465
Vanguard FTSE Europe ETF
VGK
$30.2B
$546K 0.03%
12,611
-529
-4% -$28K
AME icon
466
Ametek
AME
$55.3B
$545K 0.03%
7,564
-1,209
-14% -$109K
IUSB icon
467
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$545K 0.03%
10,388
-367
-3% -$19.3K
DBEF icon
468
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$544K 0.03%
20,306
-36,790
-64% -$1.16M
BCE icon
469
BCE
BCE
$20.3B
$543K 0.03%
13,284
-143
-1% -$6.41K
FCOR icon
470
Fidelity Corporate Bond ETF
FCOR
$354M
$541K 0.03%
10,803
+957
+10% +$50.6K
NULG icon
471
Nuveen ESG Large-Cap Growth ETF
NULG
$2.65B
$536K 0.03%
15,218
-90
-0.6% -$3.69K
IBB icon
472
iShares Biotechnology ETF
IBB
$9.55B
$531K 0.03%
4,932
-1,119
-18% -$129K
BSJN
473
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$525K 0.03%
23,377
+1,829
+8% +$45.9K
VCLT icon
474
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$523K 0.03%
5,384
-837
-13% -$84.8K
RPM icon
475
RPM International
RPM
$14.3B
$521K 0.03%
8,761
-6,940
-44% -$478K
17 18
19
20 21

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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.