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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DT icon
451
Dynatrace
DT
$12.1B
$841K 0.04%
+33,242
New +$730K
EXC icon
452
Exelon
EXC
$48.6B
$841K 0.04%
25,851
-826
-3% -$26.7K
FEM icon
453
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$836K 0.04%
31,495
+10,787
+52% +$265K
IP icon
454
International Paper
IP
$22.3B
$833K 0.04%
19,100
-14,123
-43% -$593K
EMQQ icon
455
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$825K 0.03%
23,384
+2,235
+11% +$74.2K
HYMB icon
456
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$815K 0.03%
27,622
+7,300
+36% +$215K
LRCX icon
457
Lam Research
LRCX
$382B
$813K 0.03%
27,810
+260
+0.9% +$6.91K
CGC
458
Canopy Growth
CGC
$375M
$810K 0.03%
3,841
+9
+0.2% +$1.79K
FDL icon
459
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$806K 0.03%
24,753
+10,466
+73% +$333K
RH icon
460
RH
RH
$3.3B
$797K 0.03%
3,734
-2,666
-42% -$520K
SLYG icon
461
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$794K 0.03%
12,306
+255
+2% +$15.7K
WELL icon
462
Welltower
WELL
$178B
$792K 0.03%
9,680
-548
-5% -$46.9K
VTIP icon
463
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$784K 0.03%
15,912
+508
+3% +$25K
ACWI icon
464
iShares MSCI ACWI ETF
ACWI
$32.6B
$778K 0.03%
9,819
+1,153
+13% +$88.2K
MDIV icon
465
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$778K 0.03%
41,430
-1,869
-4% -$34.5K
VGR
466
DELISTED
Vector Group Ltd.
VGR
$777K 0.03%
+81,779
New +$715K
DON icon
467
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$774K 0.03%
20,338
+1,281
+7% +$47.4K
XYL icon
468
Xylem
XYL
$28.5B
$772K 0.03%
9,792
+2,106
+27% +$164K
WBA
469
DELISTED
Walgreens Boots Alliance
WBA
$771K 0.03%
13,072
-11,655
-47% -$672K
VGK icon
470
Vanguard FTSE Europe ETF
VGK
$30B
$770K 0.03%
13,140
+83
+0.6% +$4.64K
RDS.B
471
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$768K 0.03%
12,805
-1,988
-13% -$117K
PSR icon
472
Invesco Active US Real Estate Fund
PSR
$60.7M
$763K 0.03%
+7,964
New +$760K
ONEV icon
473
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$348M
$757K 0.03%
8,784
+127
+1% +$10.6K
SCHF icon
474
Schwab International Equity ETF
SCHF
$65.6B
$754K 0.03%
44,856
-1,866
-4% -$30.7K
RWR icon
475
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$750K 0.03%
7,352
+509
+7% +$52.7K
17 18
19
20 21

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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.