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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESN
451
DELISTED
Resonant Inc.
RESN
$743K 0.04%
250,250
+2,000
+0.8% +$5.35K
MET icon
452
MetLife
MET
$61B
$740K 0.04%
15,690
-568
-3% -$27.1K
BNY
453
Bank of New York Mellon
BNY
$108B
$728K 0.03%
16,101
+2,267
+16% +$101K
EEM icon
454
iShares MSCI Emerging Markets ETF
EEM
$28B
$727K 0.03%
17,788
-2,815
-14% -$116K
WEC icon
455
WEC Energy
WEC
$37.7B
$727K 0.03%
7,644
-7
-0.1% -$631
TPLC icon
456
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$725K 0.03%
+28,370
New +$718K
IIPR icon
457
Innovative Industrial Properties
IIPR
$1.78B
$722K 0.03%
7,814
+124
+2% +$13.1K
APD icon
458
Air Products & Chemicals
APD
$66.3B
$719K 0.03%
3,241
-1,390
-30% -$313K
NNN icon
459
NNN REIT
NNN
$9.39B
$718K 0.03%
12,724
-816
-6% -$44.4K
SLYG icon
460
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$718K 0.03%
12,051
+583
+5% +$35.2K
AAPL icon
461
CALL
Apple
AAPL
$4.89T
$717K 0.03%
12,800
+3,600
+39% +$188K
CELG
462
DELISTED
Celgene Corp
CELG
$717K 0.03%
7,224
-871
-11% -$82.8K
RWR icon
463
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$716K 0.03%
6,843
+15
+0.2% +$1.53K
VDC icon
464
Vanguard Consumer Staples ETF
VDC
$7.86B
$716K 0.03%
4,571
-83
-2% -$12.8K
AMD icon
465
Advanced Micro Devices
AMD
$851B
$711K 0.03%
24,518
-7,129
-23% -$224K
EA icon
466
Electronic Arts
EA
$52.4B
$708K 0.03%
7,234
-3,912
-35% -$368K
ONEV icon
467
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$348M
$706K 0.03%
+8,657
New +$696K
PVH icon
468
PVH
PVH
$3.71B
$702K 0.03%
7,959
+596
+8% +$49.8K
VGK icon
469
Vanguard FTSE Europe ETF
VGK
$30B
$700K 0.03%
13,057
-1,186
-8% -$63.4K
RQI icon
470
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$696K 0.03%
43,938
+14,063
+47% +$207K
AME icon
471
Ametek
AME
$55.5B
$693K 0.03%
7,550
-7
-0.1% -$618
DON icon
472
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$692K 0.03%
19,057
-11,199
-37% -$400K
FXD icon
473
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$690K 0.03%
16,418
+7,468
+83% +$317K
AOK icon
474
iShares Core Conservative Allocation ETF
AOK
$803M
$685K 0.03%
19,210
+26
+0.1% +$921
CHD icon
475
Church & Dwight Co
CHD
$23.1B
$685K 0.03%
9,107
-1,365
-13% -$103K
17 18
19
20 21

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.