We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
451
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$625K 0.04%
5,789
+1,245
+27% +$132K
AZN icon
452
AstraZeneca
AZN
$263B
$621K 0.04%
7,674
-183
-2% -$14.4K
DOC icon
453
Healthpeak Properties
DOC
$15.4B
$620K 0.04%
19,801
+10,143
+105% +$309K
PEB icon
454
Pebblebrook Hotel Trust
PEB
$2.16B
$619K 0.04%
19,924
-285
-1% -$8.99K
ET icon
455
Energy Transfer Partners
ET
$70.1B
$615K 0.03%
39,991
-1,803
-4% -$26.8K
BCE icon
456
BCE
BCE
$19.9B
$614K 0.03%
13,825
-410
-3% -$17.7K
IWN icon
457
iShares Russell 2000 Value ETF
IWN
$14.4B
$614K 0.03%
5,118
-89
-2% -$10.6K
CM icon
458
Canadian Imperial Bank of Commerce
CM
$107B
$613K 0.03%
15,508
+2,262
+17% +$93.9K
RSPU icon
459
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$613K 0.03%
12,664
+6,712
+113% +$311K
BAX icon
460
Baxter International
BAX
$11.6B
$607K 0.03%
7,461
-2,498
-25% -$182K
TWTR
461
DELISTED
Twitter, Inc.
TWTR
$607K 0.03%
18,470
-4,519
-20% -$143K
COR icon
462
Cencora
COR
$60.3B
$606K 0.03%
7,621
+870
+13% +$69.9K
RFDI icon
463
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$605K 0.03%
10,739
-4,006
-27% -$222K
VXUS icon
464
Vanguard Total International Stock ETF
VXUS
$153B
$604K 0.03%
11,633
-5,553
-32% -$282K
IBB icon
465
iShares Biotechnology ETF
IBB
$9.31B
$602K 0.03%
5,382
-337
-6% -$37K
CHD icon
466
Church & Dwight Co
CHD
$23.1B
$600K 0.03%
8,425
+271
+3% +$17.8K
VIOV icon
467
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$596K 0.03%
9,352
+2,250
+32% +$143K
HYLD
468
DELISTED
High Yield ETF
HYLD
$594K 0.03%
17,031
+1,986
+13% +$68.4K
WEC icon
469
WEC Energy
WEC
$37.7B
$593K 0.03%
7,503
-521
-6% -$38.7K
HAL icon
470
Halliburton
HAL
$27.9B
$589K 0.03%
20,095
+2,789
+16% +$84.2K
IQV icon
471
IQVIA
IQV
$34.7B
$589K 0.03%
+4,096
New +$546K
HYS icon
472
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$588K 0.03%
5,869
+699
+14% +$69K
BSJL
473
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$588K 0.03%
23,815
+806
+4% +$19.7K
BSJM
474
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$584K 0.03%
23,861
+761
+3% +$18.4K
RPM icon
475
RPM International
RPM
$13.7B
$582K 0.03%
10,023
+12
+0.1% +$681
17 18
19
20 21

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.