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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
451
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$471K 0.03%
6,788
+174
+3% +$12.6K
FEZ icon
452
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$470K 0.03%
11,666
– –
KBA icon
453
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$470K 0.03%
13,480
+4,316
+47% +$156K
KHC icon
454
Kraft Heinz
KHC
$30.4B
$468K 0.03%
7,520
-174
-2% -$12.5K
CAH icon
455
Cardinal Health
CAH
$53.4B
$464K 0.03%
7,394
+2,250
+44% +$154K
PTMC icon
456
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$464K 0.03%
15,038
+1,684
+13% +$52.8K
IP icon
457
International Paper
IP
$22.3B
$459K 0.03%
9,069
+2,774
+44% +$154K
IGIB icon
458
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$451K 0.03%
8,414
-3,064
-27% -$165K
AVGO icon
459
Broadcom
AVGO
$1.82T
$450K 0.03%
19,090
-5,450
-22% -$137K
HYS icon
460
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$448K 0.03%
4,496
-1,373
-23% -$138K
WHR icon
461
Whirlpool
WHR
$2.42B
$448K 0.03%
2,922
+164
+6% +$27.4K
MCHP icon
462
Microchip Technology
MCHP
$42.8B
$447K 0.03%
9,794
+700
+8% +$32.3K
KMI icon
463
Kinder Morgan
KMI
$73.1B
$445K 0.03%
29,518
-12,321
-29% -$213K
PDM
464
Piedmont Realty Trust
PDM
$1.22B
$445K 0.03%
25,285
-862
-3% -$15.9K
SLB icon
465
SLB Ltd
SLB
$77.8B
$445K 0.03%
6,866
+1,803
+36% +$126K
ILMN icon
466
Illumina
ILMN
$29.4B
$444K 0.03%
1,932
+893
+86% +$205K
GDXJ icon
467
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$443K 0.03%
13,777
-44
-0.3% -$1.44K
CBI
468
DELISTED
Chicago Bridge & Iron Nv
CBI
$443K 0.03%
30,737
+6,383
+26% +$117K
BHVN
469
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$442K 0.03%
17,141
+1,338
+8% +$40K
FE icon
470
FirstEnergy
FE
$28.9B
$437K 0.03%
+12,841
New +$412K
RDIV icon
471
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$436K 0.03%
12,441
+325
+3% +$11.7K
AAL icon
472
American Airlines Group
AAL
$9.58B
$434K 0.03%
8,356
-1,147
-12% -$61.4K
PZA icon
473
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$434K 0.03%
17,250
+839
+5% +$21.2K
MORL
474
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$434K 0.03%
28,505
-13,398
-32% -$200K
DON icon
475
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$433K 0.03%
12,677
-4,156
-25% -$145K
17 18
19
20 21

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.